4//SEC Filing
SMART Modular Technologies (WWH), Inc. 4
Accession 0001209191-07-011998
CIK 0001326973operating
Filed
Feb 19, 7:00 PM ET
Accepted
Feb 20, 7:45 PM ET
Size
9.7 KB
Accession
0001209191-07-011998
Insider Transaction Report
Form 4
Krishnan Mohana
VP - Worldwide Operations
Transactions
- Exercise/Conversion
Employee Stock Option
2007-02-20−3,000→ 188,000 totalExercise: $0.17From: 2006-09-17Exp: 2014-06-17→ Common Stock (3,000 underlying) - Exercise/Conversion
Common Stock
2007-02-20$0.17/sh+3,000$510→ 3,000 total - Sale
Common Stock
2007-02-20$11.28/sh−3,000$33,840→ 0 total
Footnotes (4)
- [F1]Reflects beneficial ownership of 3,000 shares of common stock, upon the exercise of options but before sale of 3,000 shares of common stock on 02/20/2007.
- [F2]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 28, 2006.
- [F3]Beneficial ownership of 0 shares of common stock reflects the balance of common stock owned after the sale on 02/20/2007 of 3,000 shares acquired by exercise of options on 02/20/2007.
- [F4]Reflects direct beneficial ownership of 53,000 options to purchase common stock at $0.17 per share; 75,000 options to purchase common stock at $4.71 per share; and 60,000 options to purchase common stock at $9.97 per share.
Documents
Issuer
SMART Modular Technologies (WWH), Inc.
CIK 0001326973
Entity typeoperating
IncorporatedCayman Islands
Related Parties
1- filerCIK 0001326973
Filing Metadata
- Form type
- 4
- Filed
- Feb 19, 7:00 PM ET
- Accepted
- Feb 20, 7:45 PM ET
- Size
- 9.7 KB