PROSPECT STREET HIGH INCOME PORTFOLIO INC 4
4 · PROSPECT STREET HIGH INCOME PORTFOLIO INC · Filed Feb 21, 2007
Insider Transaction Report
Form 4
DONDERO JAMES D
Other
Transactions
- Purchase
Common Stock
2007-02-01$3.27/sh+134.391$439→ 1,531,668.104 total(indirect: See Footnote)
Footnotes (3)
- [F1]Shares purchased by the the Highland 401(k) Plan (the "401(k) Plan").
- [F2]Includes (i) 915,000 shares held by the Highland CDO Opportunity Fund, Ltd. ("CDO"), (ii) 200,816 shares held by The Canis Major Trust ("Canis Major"), (iii) 101,538 shares held by The Canis Minor Trust ("Canis Minor"), (iv) 70,982 shares held by HCMLP, (v) 84,514 shares held by PCMG Trading Partners XXIII, LP ("PCMG"), (vi) 2,275 held by the Highland Equity Focus Fund, L.P. ("HEFF"), (vii) 137,896.779 shares held by the Option Plan and (viii) 18,646.325 shares held by the 401(k) Plan for the account of Mr. Dondero.
- [F3]HCMLP is the investment advisor for Prospect Street High Income Portfolio, Inc. HCMLP maintains the 401(k) Plan and the Option Plan for the benefit of its employees. Mr. Dondero is the President of HCMLP and the trustee of Canis Major, Canis Minor and the 401(k) Plan. Each of CDO, HEFF and PCMG are controlled by HCMLP. Each of the Option Plan and the 401(k) Plan expressly disclaims beneficial ownership of the securities reported herein. Each of CDO, HEFF, PCMG, Canis Major, Canis Minor, HCMLP and Mr. Dondero expressly disclaims beneficial ownership of the securities reported herein, except to the extent of their pecuniary interest therein.