Rubino Michael 4
4 · SMART Modular Technologies (WWH), Inc. · Filed Mar 6, 2007
Insider Transaction Report
Form 4
Rubino Michael
VP - Engineering
Transactions
- Exercise/Conversion
Employee Stock Option
2007-03-05−7,500→ 311,507 totalExercise: $0.17From: 2006-08-17Exp: 2014-06-17→ Common Stock (7,500 underlying) - Exercise/Conversion
Common Stock
2007-03-05$0.17/sh+7,500$1,275→ 20,838 total - Sale
Common Stock
2007-03-05$10.27/sh−7,500$77,052→ 13,338 total
Footnotes (5)
- [F1]Reflects beneficial ownership of 20,838 shares of common stock, upon the exercise of options but before sale of 7,500 shares of common stock on 03/05/2007.
- [F2]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 27, 2006.
- [F3]This is an average sale price based on the sale of common stock as follows: 100 shares were sold at $10.20 per share; 200 shares were sold at $10.21 per share; 2,500 shares were sold at $10.25 per share; 800 shares were sold at $10.26 per share; 700 shares were sold at $10.27 per share; 500 shares were sold at $10.28 per share; 281 shares were sold at $10.29 per share; 1,219 shares were sold at $10.30 per share; 700 shares were sold at $10.31 per share; 300 shares were sold at $10.32 per share; 100 shares were sold at $10.33 per share; and 100 shares were sold at $10.35 per share.
- [F4]Beneficial ownership of 13,338 shares of common stock reflects the balance of common stock owned after the sale on 03/05/2007 of 7,500 shares acquired by exercise of options on 03/05/2007.
- [F5]Reflects beneficial ownership of 230,925 options to purchase common stock at $0.17 per share; 60,582 options to purchase common stock at $4.71 per share; and 20,000 options to purchase common stock at $9.97 per share.