4//SEC Filing
Krishnan Mohana 4
Accession 0001209191-07-024492
CIK 0001326973other
Filed
Apr 18, 8:00 PM ET
Accepted
Apr 19, 4:13 PM ET
Size
10.1 KB
Accession
0001209191-07-024492
Insider Transaction Report
Form 4
Krishnan Mohana
VP - Worldwide Operations
Transactions
- Exercise/Conversion
Employee Stock Option
2007-04-18−3,000→ 182,000 totalExercise: $0.17From: 2006-09-17Exp: 2014-06-17→ Common Stock (3,000 underlying) - Exercise/Conversion
Common Stock
2007-04-18$0.17/sh+3,000$510→ 3,000 total - Sale
Common Stock
2007-04-18$12.94/sh−3,000$38,815→ 0 total
Footnotes (5)
- [F1]Reflects beneficial ownership of 3,000 shares of common stock, upon the exercise of options but before sale of 3,000 shares of common stock on 04/18/2007.
- [F2]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 28, 2006.
- [F3]This is an average sale price based on the sale of common stock as follows: 800 shares were sold at $12.90 per share; 1,000 shares were sold at $12.91 per share; 200 shares were sold at $12.94 per share; 600 shares were sold at $12.95 per share; 100 shares were sold at $13.06 per share; and 300 shares were sold at $13.07 per share.
- [F4]Beneficial ownership of 0 shares of common stock reflects the balance of common stock owned after the sale on 04/18/2007 of 3,000 shares acquired by exercise of options on 04/18/2007.
- [F5]Reflects direct beneficial ownership of 47,000 options to purchase common stock at $0.17 per share; 75,000 options to purchase common stock at $4.71 per share; and 60,000 options to purchase common stock at $9.97 per share.
Documents
Issuer
SMART Modular Technologies (WWH), Inc.
CIK 0001326973
Entity typeother
Related Parties
1- filerCIK 0001367645
Filing Metadata
- Form type
- 4
- Filed
- Apr 18, 8:00 PM ET
- Accepted
- Apr 19, 4:13 PM ET
- Size
- 10.1 KB