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ON2 TECHNOLOGIES, INC. 4

Accession 0001209191-07-025010

CIK 0001045280operating
View on SEC.govCompany Profile

Filed

Apr 22, 8:00 PM ET

Accepted

Apr 23, 7:13 PM ET

Size

26.8 KB

Accession

0001209191-07-025010

Insider Transaction Report

Form 4
Period: 2007-04-18
ON2 TECHNOLOGIES, INC.ONT
AMERES ERIC LOUIS
EVP - Chief Technology Officer
Transactions
  • Tax Payment

    Employee Stock Option (right to buy)

    2007-04-18$0.80/sh−28,603$22,882→ 871,397 total
    Exercise: $0.80Exp: 2011-08-09→ Common Stock (28,603 underlying)
  • Tax Payment

    Employee Stock Option (right to buy)

    2007-04-18$0.68/sh−104,853$71,300→ 645,147 total
    Exercise: $0.68Exp: 2014-07-02→ Common Stock (104,853 underlying)
  • Tax Payment

    Employee Stock Option (right to buy)

    2007-04-18$0.79/sh−55,383$43,753→ 794,617 total
    Exercise: $0.79Exp: 2013-11-18→ Common Stock (55,383 underlying)
  • Exercise/Conversion

    Common Stock

    2007-04-18$2.20/sh+44,617$98,157→ 142,879 total
  • Disposition to Issuer

    Employee Stock Option (right to buy)

    2007-04-18$0.80/sh−21,397$17,118→ 850,000 total
    Exercise: $0.80Exp: 2011-08-09→ Common Stock (21,397 underlying)
  • Disposition to Issuer

    Employee Stock Option (right to buy)

    2007-04-18$0.79/sh−44,617$35,247→ 750,000 total
    Exercise: $0.79Exp: 2013-11-18→ Common Stock (44,617 underlying)
  • Exercise/Conversion

    Common Stock

    2007-04-18$2.20/sh+95,147$209,323→ 238,026 total
  • Disposition to Issuer

    Employee Stock Option (right to buy)

    2007-04-18$0.68/sh−95,147$64,700→ 550,000 total
    Exercise: $0.68Exp: 2014-07-02→ Common Stock (95,147 underlying)
  • Exercise/Conversion

    Common Stock

    2007-04-18$2.20/sh+21,397$47,073→ 98,262 total
Footnotes (12)
  • [F1]These shares of common stock were acquired upon a cashless exercise of the stock option reported in Table II. Pursuant to the terms of the stock option, the Reporting Person surrendered a portion of the option to the Issuer in payment of the exercise price.
  • [F10]Includes options to purchase (i) 50,000 shares of common stock at a price of $16.63 expiring on 7/27/2009, (ii) 100,000 shares of common stock at a price of $11.81 expiring on 5/17/2010,(iii) 100,000 shares of common stock at a price of $0.40 expiring on 4/1/2013, (iv) 200,000 shares of common stock at a price of $0.68 expiring on 07/02/2014, (v) 200,000 shares of common stock at a price of $0.57 expiring on 12/03/2014; and (vi) 100,000 shares of common stock at a price of $0.79 expiring on 11/18/2013.
  • [F11]Includes options to purchase (i) 50,000 shares of common stock at a price of $16.63 expiring on 7/27/2009, (ii) 100,000 shares of common stock at a price of $11.81 expiring on 5/17/2010,(iii) 100,000 shares of common stock at a price of $0.40 expiring on 4/1/2013, (iv) 95,147 shares of common stock at a price of $0.68 expiring on 07/02/2014, (v) 200,000 shares of common stock at a price of $0.57 expiring on 12/03/2014; and (vi) 100,000 shares of common stock at a price of $0.79 expiring on 11/18/2013.
  • [F12]Includes options to purchase (i) 50,000 shares of common stock at a price of $16.63 expiring on 7/27/2009, (ii) 100,000 shares of common stock at a price of $11.81 expiring on 5/17/2010,(iii) 100,000 shares of common stock at a price of $0.40 expiring on 4/1/2013, (iv) 200,000 shares of common stock at a price of $0.57 expiring on 12/03/2014; and (v) 100,000 shares of common stock at a price of $0.79 expiring on 11/18/2013.
  • [F2]Represents closing bid price on date of exercise.
  • [F3]Employee stock options granted pursuant to the On2 Technologies, Inc., 2000 Non-Qualified Stock Option Plan.
  • [F4]Represents options canceled in payment of the exercise price and withholding tax in connection with the exercise of a previously-outstanding option to purchase 200,000 shares of common stock.
  • [F5]All of the options were exercisable as of April 18, 2007.
  • [F6]Includes options to purchase (i) 21,397 shares of common stock at a price of $0.80 per share expiring on 08/9/2011, (ii) 50,000 shares of common stock at a price of $16.63 expiring on 7/27/2009, (iii) 100,000 shares of common stock at a price of $11.81 expiring on 5/17/2010,(iv) 100,000 shares of common stock at a price of $0.40 expiring on 4/1/2013, (v) 200,000 shares of common stock at a price of $0.68 expiring on 07/02/2014, (vi) 200,000 shares of common stock at a price of $0.57 expiring on 12/03/2014; and (vii) 200,000 shares of common stock at a price of $0.79 expiring on 11/18/2013.
  • [F7]Includes options to purchase (i) 50,000 shares of common stock at a price of $16.63 expiring on 7/27/2009, (ii) 100,000 shares of common stock at a price of $11.81 expiring on 5/17/2010,(iii) 100,000 shares of common stock at a price of $0.40 expiring on 4/1/2013, (iv) 200,000 shares of common stock at a price of $0.68 expiring on 07/02/2014, (v) 200,000 shares of common stock at a price of $0.57 expiring on 12/03/2014; and (vi) 200,000 shares of common stock at a price of $0.79 expiring on 11/18/2013.
  • [F8]Employee stock option granted pursuant to the On2 Technologies, Inc., 2005 Incentive Compensation Plan.
  • [F9]Includes options to purchase (i) 50,000 shares of common stock at a price of $16.63 expiring on 7/27/2009, (ii) 100,000 shares of common stock at a price of $11.81 expiring on 5/17/2010,(iii) 100,000 shares of common stock at a price of $0.40 expiring on 4/1/2013, (iv) 200,000 shares of common stock at a price of $0.68 expiring on 07/02/2014, (v) 200,000 shares of common stock at a price of $0.57 expiring on 12/03/2014; and (vi) 144,617 shares of common stock at a price of $0.79 expiring on 11/18/2013.

Documents

1 file

Issuer

ON2 TECHNOLOGIES, INC.

CIK 0001045280

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Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001045280

Filing Metadata

Form type
4
Filed
Apr 22, 8:00 PM ET
Accepted
Apr 23, 7:13 PM ET
Size
26.8 KB
View on SEC.gov