BANK MUTUAL CORP 4
4 · BANK MUTUAL CORP · Filed May 11, 2007
Insider Transaction Report
Form 4
BANK MUTUAL CORPBKMU
COLBERG RICK B
Chief Financial Officer
Transactions
- Exercise/Conversion
Option to buy
2007-05-10$3.21/sh−151,475$485,568→ 9,111 totalExercise: $3.21Exp: 2011-05-08→ Common Stock (9,111 underlying) - Exercise/Conversion
Common Stock
2007-05-10$3.21/sh+151,475$485,568→ 293,047 total
Holdings
- 16,360(indirect: By ESOP)
Common Stock
- 6,413(indirect: By 401(k))
Common Stock
- 100,000
Option to buy
Exercise: $10.67Exp: 2014-05-03→ Common Stock (100,000 underlying)
Footnotes (4)
- [F1]The number of shares is approximate because the 401(k) Plan is carried at market value rather than number of shares. The information presented is based on a Plan statement dated 12-31-2005.
- [F2]Held in the Bank Mutual Corpration ESOP Plan. The information presented is based on the Plan statement dated 12-31-2005.
- [F3]Employee Stock Option. The option is fully vested.
- [F4]Stock option granted under the 2004 Stock Incentive Plan. The options (100,000 in the original grant) vest in annual installments of 20% each based on the number of shares granted beginning May 3, 2005.