4//SEC Filing
TD AMERITRADE HOLDING CORP 4
Accession 0001209191-07-033955
CIK 0001173431operating
Filed
May 29, 8:00 PM ET
Accepted
May 30, 8:29 PM ET
Size
13.6 KB
Accession
0001209191-07-033955
Insider Transaction Report
Form 4
RICKETTS THOMAS S
Director
Transactions
- Other
Common Stock
2007-05-25+14,616→ 472,311 total - Other
Common Stock
2007-05-25−464,624→ 0 total(indirect: By Trust) - Sale
Common Stock
2007-05-25$19.05/sh−695,355$13,249,990→ 2,581,150 total(indirect: By Trust) - Other
Common Stock
2007-05-25−58,464→ 1,508,303 total(indirect: By Trust) - Other
Common Stock
2007-05-25−1,014,383→ 1,566,767 total(indirect: By Trust)
Holdings
- 26,600(indirect: By Children)
Common Stock
Footnotes (8)
- [F1]Transfer of shares for no consideration by the Marlene M. Ricketts 2004-1 Qualified Annuity Trust to Mr. Ricketts, as a remainder beneficiary of such trust.
- [F2]Sale of shares, for estate planning purposes, by Marlene M. Ricketts 2004-1 Qualified Annuity Trust to Marlene M. Ricketts, the grantor and a beneficiary of such trust.
- [F3]Shares are held by the Marlene M. Ricketts 2004-1 Qualified Annuity Trust and the Marlene M. Ricketts 2004-2 Qualified Annuity Trust, for which Mr. Ricketts is Co-Trustee and Mrs. Ricketts is the grantor and a beneficiary.
- [F4]Transfer of shares for no consideration by the Marlene M. Ricketts 2004-1 Qualified Annuity Trust and the Marlene M. Ricketts 2004-2 Qualified Annuity Trust to Mrs. Ricketts, the grantor and a beneficiary of such trusts.
- [F5]Transfer of shares for no consideration by the Marlene M. Ricketts 2004-1 Qualified Annuity Trust to the remainder beneficiaries of such trust.
- [F6]Shares are held by the Marlene M. Ricketts 2004-2 Qualified Annuity Trust, for which Mr. Ricketts is Co-Trustee and Mrs. Ricketts is the grantor and a beneficiary.
- [F7]Transfer of shares upon termination of the Marlene M. Ricketts 1999 Irrevocable Trust f/b/o Thomas S. Ricketts of which trust Mr. Ricketts was trustee.
- [F8]Shares are held by trusts created for Mr. Ricketts' children.
Documents
Issuer
TD AMERITRADE HOLDING CORP
CIK 0001173431
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001173431
Filing Metadata
- Form type
- 4
- Filed
- May 29, 8:00 PM ET
- Accepted
- May 30, 8:29 PM ET
- Size
- 13.6 KB