AMERICAN VANTAGE COMPANIES 3
3 · AMERICAN VANTAGE COMPANIES · Filed Jun 5, 2007
Insider Transaction Report
Form 3
AMERICAN VANTAGE COMPANIESAVCS.OB
ROUND RIDGE LLC
Other
Holdings
Common Stock Warrants (right to buy)
Exercise: $5.00Exp: 2013-12-31→ Common Stock (17,342 underlying)- 586,385
Common Stock
Footnotes (2)
- [F1]Shares of common stock ("shares") and warrants to purchase shares ("warrants") contributed by Michael R. Milken and entities which are controlled, directly or indirectly, by Michael R. Milken, Lowell J. Milken and/or irrevocable trusts for the benefit of the children of Lowell J. Milken. Such contributions of shares and warrants did not change the contributing person's pecuniary interest in such shares and warrants and therefore are exempt from reporting pursuant to Rule 16a-13.
- [F2]The Warrants are immediately exercisable by the holders thereof.