4//SEC Filing
AMERICAN VANTAGE COMPANIES 4
Accession 0001209191-07-035453
CIK 0000315428operating
Filed
Jun 4, 8:00 PM ET
Accepted
Jun 5, 9:00 PM ET
Size
13.1 KB
Accession
0001209191-07-035453
Insider Transaction Report
Form 4
AMERICAN VANTAGE COMPANIESAVCS.OB
Transactions
- Sale
Common Stock
2007-06-01$1.80/sh−586,385$1,055,493→ 0 total
EJ ASSOCIATES
Other
Transactions
- Sale
Common Stock
2007-06-01$1.80/sh−586,385$1,055,493→ 0 total
ET HOLDINGS LLC
Other
Transactions
- Sale
Common Stock
2007-06-01$1.80/sh−586,385$1,055,493→ 0 total
ET CONSOLIDATED LLC
Other
Transactions
- Sale
Common Stock
2007-06-01$1.80/sh−586,385$1,055,493→ 0 total
Transactions
- Sale
Common Stock
2007-06-01$1.80/sh−586,385$1,055,493→ 0 total
Footnotes (2)
- [F1]On June 1, 2007, Entec Associates, Goldsprings Partners, Mulberry Associates, Knowledge Industries, LLC, Whitewell Partners LP, Greenstone Financial, Larch LLC, ET Holdings, L.L.C., ET Consolidated, L.L.C., Hampstead Associates, L.L.C., Ridgeview Associates, L.L.C., EJ Associates and Michael R. Milken contributed to Round Ridge LLC, a Delaware limited liability company ("Roung Ridge"), an aggregate of 586,385 shares and 17,342 warrants to purchase shares directly or indirectly held by them in exchange for a pro rata interest in Round Ridge. Each of such entities disclaims beneficial ownership of the shares beneficially held by Round Ridge, except to the extent of its pecuniary interest therein. Michael R. Milken and Lowell J. Milken are the managers of Round Ridge LLC and in such capacities may be deemed to have the power to direct the voting and disposition of, and to share beneficial ownership of, (continued on footnote 2)
- [F2]any shares of common stock beneficially owned or deemed to be owned by Round Ridge. The Reporting Persons may be deemed to be a group with other entities which are controlled, directly or indirectly, by Michael R. Milken and/or Lowell J. Milken. The Reporting Persons disclaim such group membership. The filing of this statement shall not be deemed an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, or otherwise, a Reporting Person is the beneficial owner of equity securities covered by this statement that are beneficially owned, directly or indirectly, by any other person.
Documents
Issuer
AMERICAN VANTAGE COMPANIES
CIK 0000315428
Entity typeoperating
IncorporatedNV
Related Parties
1- filerCIK 0000315428
Filing Metadata
- Form type
- 4
- Filed
- Jun 4, 8:00 PM ET
- Accepted
- Jun 5, 9:00 PM ET
- Size
- 13.1 KB