4//SEC Filing
SMART Modular Technologies (WWH), Inc. 4
Accession 0001209191-07-035631
CIK 0001326973operating
Filed
Jun 5, 8:00 PM ET
Accepted
Jun 6, 5:28 PM ET
Size
10.2 KB
Accession
0001209191-07-035631
Insider Transaction Report
Form 4
Rubino Michael
VP - Engineering
Transactions
- Sale
Common Stock
2007-06-05$14.77/sh−7,500$110,794→ 13,338 total - Exercise/Conversion
Employee Stock Option
2007-06-05−7,500→ 289,007 totalExercise: $0.17From: 2006-08-17Exp: 2014-06-17→ Common Stock (7,500 underlying) - Exercise/Conversion
Common Stock
2007-06-05$0.17/sh+7,500$1,275→ 20,838 total
Footnotes (5)
- [F1]Reflects beneficial ownership of 20,838 shares of common stock, upon the exercise of options but before sale of 7,500 shares of common stock on 06/05/2007.
- [F2]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 27, 2006.
- [F3]This is an average sale price based on the sale of common stock as follows: 700 shares were sold at $14.85 per share; 50 shares were sold at $14.81 per share; 700 shares were sold at $14.78 per share; 3,841 shares were sold at $14.77 per share; 1,009 shares were sold at $14.76 per share; 300 shares were sold at $14.75 per share; 600 shares were sold at $14.74 per share; and 300 shares were sold at $14.73 per share.
- [F4]Beneficial ownership of 13,338 shares of common stock reflects the balance of common stock owned after the sale on 06/05/2007 of 7,500 shares acquired by exercise of options on 06/05/2007.
- [F5]Reflects beneficial ownership of 208,425 options to purchase common stock at $0.17 per share; 60,582 options to purchase common stock at $4.71 per share; and 20,000 options to purchase common stock at $9.97 per share.
Documents
Issuer
SMART Modular Technologies (WWH), Inc.
CIK 0001326973
Entity typeoperating
IncorporatedCayman Islands
Related Parties
1- filerCIK 0001326973
Filing Metadata
- Form type
- 4
- Filed
- Jun 5, 8:00 PM ET
- Accepted
- Jun 6, 5:28 PM ET
- Size
- 10.2 KB