4//SEC Filing
PROSPECT STREET HIGH INCOME PORTFOLIO INC 4
Accession 0001209191-07-036325
CIK 0000832904other
Filed
Jun 10, 8:00 PM ET
Accepted
Jun 11, 2:09 PM ET
Size
7.1 KB
Accession
0001209191-07-036325
Insider Transaction Report
Form 4
DONDERO JAMES D
Other
Transactions
- Purchase
Common Stock
2007-06-01$3.33/sh+4,244$14,133→ 2,230,280.779 total(indirect: See Footnote)
Footnotes (3)
- [F1]Shares purchased by the 401(k) Plan.
- [F2]Includes (i) 915,000 shares held by the Highland CDO Opportunity Fund, Ltd. ("CDO"), (ii) 200,816 shares held by The Canis Major Trust ("Canis Major"), (iii) 101,538 shares held by The Canis Minor Trust ("Canis Minor"), (iv) 70,982 shares held by HCMLP, (v) 84,514 shares held by PCMG Trading Partners XXIII, LP ("PCMG"), (vi) 2,275 held by the Highland Equity Focus Fund, L.P. ("HEFF"), (vii) 137,896.779 shares held by the Option Plan,(viii) 605,659 shares held by the Highland 401(k) Plan (the "401(k) Plan") and (ix) 111,600 shares held by the Retirement Plan and Trust.
- [F3]HCMLP is the investment advisor for Prospect Street High Income Portfolio, Inc. HCMLP maintains the 401(k) Plan, the Option Plan and the Retirement Plan and Trust for the benefit of its employees. Mr. Dondero is the President of HCMLP and the trustee of Canis Major, Canis Minor, the 401(k) Plan and the Retirement Plan and Trust, as well as a participant in the 401(k) Plan and Retirement Plan and Trust. Each of CDO, HEFF and PCMG are controlled by HCMLP. Each of the Option Plan, the 401(k) Plan and Retirement Plan and Trust expressly disclaims beneficial ownership of the securities reported herein. Each of CDO, HEFF, PCMG, Canis Major, Canis Minor, HCMLP and Mr. Dondero expressly disclaims beneficial ownership of the securities reported herein, except to the extent of their pecuniary interest therein.
Documents
Issuer
PROSPECT STREET HIGH INCOME PORTFOLIO INC
CIK 0000832904
Entity typeother
IncorporatedMD
Related Parties
1- filerCIK 0000832904
Filing Metadata
- Form type
- 4
- Filed
- Jun 10, 8:00 PM ET
- Accepted
- Jun 11, 2:09 PM ET
- Size
- 7.1 KB