4//SEC Filing
Krishnan Mohana 4
Accession 0001209191-07-037686
CIK 0001326973other
Filed
Jun 17, 8:00 PM ET
Accepted
Jun 18, 9:02 PM ET
Size
10.3 KB
Accession
0001209191-07-037686
Insider Transaction Report
Form 4
Krishnan Mohana
VP - Worldwide Operations
Transactions
- Sale
Common Stock
2007-06-18$14.94/sh−4,000$59,749→ 0 total - Exercise/Conversion
Common Stock
2007-06-18$0.17/sh+4,000$680→ 4,000 total - Exercise/Conversion
Employee Stock Option
2007-06-18−4,000→ 170,000 totalExercise: $0.17From: 2006-09-17Exp: 2014-06-17→ Common Stock (4,000 underlying)
Footnotes (5)
- [F1]Reflects beneficial ownership of 4,000 shares of common stock, upon the exercise of options but before sale of 4,000 shares of common stock on 06/18/2007.
- [F2]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 28, 2006.
- [F3]This is an average sale price based on the sale of common stock as follows: 200 shares were sold at $14.87 per share; 300 shares were sold at $14.88 per share; 300 shares were sold at $14.89 per share; 786 shares were sold at $14.92 per share; 100 shares were sold at $14.93 per share; 200 shares were sold at $14.94 per share; 414 shares were sold at $14.95 per share; 400 shares were sold at $14.96 per share; 1,200 shares were sold at $14.97 per share; and 100 shares were sold at $14.99 per share.
- [F4]Beneficial ownership of 0 shares of common stock reflects the balance of common stock owned after the sale on 06/18/2007 of 4,000 shares acquired by exercise of options on 06/18/2007.
- [F5]Reflects direct beneficial ownership of 35,000 options to purchase common stock at $0.17 per share; 75,000 options to purchase common stock at $4.71 per share; and 60,000 options to purchase common stock at $9.97 per share.
Documents
Issuer
SMART Modular Technologies (WWH), Inc.
CIK 0001326973
Entity typeother
Related Parties
1- filerCIK 0001367645
Filing Metadata
- Form type
- 4
- Filed
- Jun 17, 8:00 PM ET
- Accepted
- Jun 18, 9:02 PM ET
- Size
- 10.3 KB