4//SEC Filing
SMART Modular Technologies (WWH), Inc. 4
Accession 0001209191-07-041505
CIK 0001326973operating
Filed
Jul 5, 8:00 PM ET
Accepted
Jul 6, 2:57 PM ET
Size
10.4 KB
Accession
0001209191-07-041505
Insider Transaction Report
Form 4
Rubino Michael
VP - Engineering
Transactions
- Exercise/Conversion
Common Stock
2007-07-05$0.17/sh+7,500$1,275→ 20,838 total - Sale
Common Stock
2007-07-05$12.96/sh−7,500$97,183→ 13,338 total - Exercise/Conversion
Employee Stock Option
2007-07-05−7,500→ 281,507 totalExercise: $0.17From: 2006-08-17Exp: 2014-06-17→ Common Stock (7,500 underlying)
Footnotes (5)
- [F1]Reflects beneficial ownership of 20,838 shares of common stock, upon the exercise of options but before sale of 7,500 shares of common stock on 07/05/2007.
- [F2]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 27, 2006.
- [F3]This is an average sale price based on the sale of common stock as follows: 523 shares were sold at $13.05 per share; 400 shares were sold at $13.02 per share; 1,900 shares were sold at $13.01 per share; 1,700 shares were sold at $13.00 per share; 180 shares were sold at $12.92 per share; 400 shares were sold at $12.91 per share; 200 shares were sold at $12.90 per share; 597 shares were sold at $12.89 per share; 300 shares were sold at $12.88 per share; 400 shares were sold at $12.87 per share; 800 shares were sold at $12.84 per share; and 100 shares were sold at $12.82 per share.
- [F4]Beneficial ownership of 13,338 shares of common stock reflects the balance of common stock owned after the sale on 07/05/2007 of 7,500 shares acquired by exercise of options on 07/05/2007.
- [F5]Reflects beneficial ownership of 200,925 options to purchase common stock at $0.17 per share; 60,582 options to purchase common stock at $4.71 per share; and 20,000 options to purchase common stock at $9.97 per share.
Documents
Issuer
SMART Modular Technologies (WWH), Inc.
CIK 0001326973
Entity typeoperating
IncorporatedCayman Islands
Related Parties
1- filerCIK 0001326973
Filing Metadata
- Form type
- 4
- Filed
- Jul 5, 8:00 PM ET
- Accepted
- Jul 6, 2:57 PM ET
- Size
- 10.4 KB