COLBERG RICK B 4
4 · BANK MUTUAL CORP · Filed Sep 14, 2007
Insider Transaction Report
Form 4
BANK MUTUAL CORPBKMU
COLBERG RICK B
Chief Financial Officer
Transactions
- Sale
Common Stock
2007-09-13$11.76/sh−16,168$190,060→ 276,879 total
Holdings
- 100,000
Option to buy
Exercise: $10.67Exp: 2014-05-03→ Common Stock (100,000 underlying) - 16,360(indirect: By ESOP)
Common Stock
- 9,111
Option to buy
Exercise: $3.21Exp: 2011-05-08→ Common Stock (9,111 underlying) - 6,413(indirect: By 401(k))
Common Stock
Footnotes (4)
- [F1]The number of shares is approximate because the 401(k) Plan is carried at market value rather than number of shares. The information presented is based on a Plan statement dated 12-31-2006.
- [F2]Held in the Bank Mutual Corpration ESOP Plan. The information presented is based on the Plan statement dated 12-31-2006.
- [F3]Employee Stock Option. The option is fully vested.
- [F4]Stock option granted under the 2004 Stock Incentive Plan. The options (100,000 in the original grant) vest in annual installments of 20% each based on the number of shares granted beginning May 3, 2005.