ATHENAHEALTH INC 4
4 · ATHENAHEALTH INC · Filed Sep 25, 2007
Insider Transaction Report
Form 4
ATHENAHEALTH INCATHN
CARDINAL HEALTH PARTNERS LP
10% Owner
Transactions
- Conversion
Common Stock
2007-09-25+1,450,944→ 1,450,944 total(indirect: See Footnote.) - Conversion
Series D preferred stock
2007-09-25−1,450,944→ 0 total(indirect: See Footnote.)From: 2007-09-25→ Common Stock (1,450,944 underlying) - Conversion
Common Stock
2007-09-25+1,915,246→ 1,915,246 total(indirect: See Footnote.) - Sale
Common Stock
2007-09-25$18.00/sh−290,000$5,220,000→ 1,160,944 total(indirect: See Footnote.) - Conversion
Series C preferred stock
2007-09-25−1,915,246→ 0 total(indirect: See Footnote.)From: 2007-09-25→ Common Stock (1,915,246 underlying) - Sale
Common Stock
2007-09-25$18.00/sh−383,000$6,894,000→ 1,532,246 total(indirect: See Footnote.)
Footnotes (5)
- [F1]Cardinal Health Partners, L.P. is the record holder of the securities. As the general partner of Cardinal Health Partners, L.P., Cardinal Health Partners Management, L.L.C. may be deemed a beneficial owner of the securities. In their capacities as managing members of Cardinal Health Partners Management, L.L.C., each of John K. Clarke, Brandon H. Hull, Lisa Skeete Tatum and John J. Park may be deemed to be beneficial owners of the securities. Each Joint Filer, other than Cardinal Health Partners, L.P., expressly disclaims beneficial ownership of the securities, except to the extent of its pecuniary interest therein, if any.
- [F2]CHP II, L.P. is the record holder of the securities. As the general partner of CHP II, L.P., CHP II Management, L.L.C. may be deemed a beneficial owner of the securities. In their capacities as managing members of CHP II Management, L.L.C., each of John K. Clarke, Brandon H. Hull, Lisa Skeete Tatum and John J. Park may be deemed to be beneficial owners of the securities. Each Joint Filer, other than CHP II, L.P., expressly disclaims beneficial ownership of the securities, except to the extent of its pecuniary interest therein, if any.
- [F3]Shares sold pursuant to the initial public offering of common stock of athenahealth, Inc. through both the secondary offering and exercise of the over-allotment option by the underwriters.
- [F4]These shares automatically converted into common stock on a one-for-one basis upon the closing of the Issuer's initial public offering of common stock.
- [F5]The preferred stock has no expiration date.