Home/Filings/4/0001209191-07-056290
4//SEC Filing

MERRION DAVID F 4

Accession 0001209191-07-056290

CIK 0001053361other

Filed

Oct 1, 8:00 PM ET

Accepted

Oct 2, 7:50 PM ET

Size

13.8 KB

Accession

0001209191-07-056290

Insider Transaction Report

Form 4
Period: 2007-10-01
Transactions
  • Disposition to Issuer

    Nonqualified Stock Option

    2007-10-0110,0000 total
    Exercise: $2.41From: 2007-10-01Exp: 2015-01-31Common Stock (10,000 underlying)
  • Disposition to Issuer

    Common Stock

    2007-10-0111,3630 total
  • Disposition to Issuer

    Nonqualified Stock Option

    2007-10-0120,0000 total
    Exercise: $3.90From: 2007-10-01Exp: 2014-02-02Common Stock (20,000 underlying)
  • Disposition to Issuer

    Common Stock

    2007-10-013,7880 total
Footnotes (6)
  • [F1]Disposed of pursuant to the merger (the "Merger") of Snowflake Acquisition Corporation, a wholly-owned subsidiary of Renegy Holdings, Inc. ("Renegy"), with and into Catalytica Energy Systems, Inc. ("Catalytica") in exchange for 1,624 shares of Renegy common stock having a market value of $8.15 per share on the effective date of the Merger.
  • [F2]Represents restricted stock units. The vesting of all restricted stock units was accelerated effective October 1, 2007, and consequently became shares of common stock.
  • [F3]Disposed of pursuant to the Merger in exchange for 541 shares of Renegy common stock having a market value of $8.15 per share on the effective date of the Merger.
  • [F4]The vesting of this option was accelerated in connection with the Merger, and was assumed by Renegy and replaced with an option to purchase 2,857 shares of Renegy common stock at $27.30 per share.
  • [F5]The vesting of this option was accelerated in connection with the Merger, and was assumed by Renegy and replaced with an option to purchase 1,428 shares of Renegy common stock at $16.87 per share.
  • [F6]The vesting of this option was accelerated in connection with the Merger, and was assumed by Renegy and replaced with an option to purchase 1,428 shares of Renegy common stock at $8.05 per share.

Issuer

CATALYTICA ENERGY SYSTEMS INC

CIK 0001053361

Entity typeother

Related Parties

1
  • filerCIK 0001277525

Filing Metadata

Form type
4
Filed
Oct 1, 8:00 PM ET
Accepted
Oct 2, 7:50 PM ET
Size
13.8 KB