ELLIS WILLIAM B 4
4 · CATALYTICA ENERGY SYSTEMS INC · Filed Oct 2, 2007
Insider Transaction Report
Form 4
ELLIS WILLIAM B
Director
Transactions
- Disposition to Issuer
Nonqualified Stock Option
2007-10-01−4,000→ 0 totalExercise: $12.00From: 2007-10-01Exp: 2008-07-01→ Common Stock (4,000 underlying) - Disposition to Issuer
Common Stock
2007-10-01−3,788→ 0 total - Disposition to Issuer
Nonqualified Stock Option
2007-10-01−10,000→ 0 totalExercise: $2.76From: 2007-10-01Exp: 2013-02-10→ Common Stock (10,000 underlying) - Disposition to Issuer
Nonqualified Stock Option
2007-10-01−2,000→ 0 totalExercise: $15.75From: 2007-10-01Exp: 2009-07-01→ Common Stock (2,000 underlying) - Disposition to Issuer
Common Stock
2007-10-01−23,715→ 0 total
Footnotes (11)
- [F1]Disposed of pursuant to the merger (the "Merger") of Snowflake Acquisition Corporation, a wholly-owned subsidiary of Renegy Holdings, Inc. ("Renegy"), with and into Catalytica Energy Systems, Inc. ("Catalytica") in exchange for 3,388 shares of Renegy common stock having a market value of $8.15 per share on the effective date of the Merger.
- [F10]The vesting of this option was accelerated in connection with the Merger, and was assumed by Renegy and replaced with an option to purchase 1,428 shares of Renegy common stock at $16.87 per share.
- [F11]The vesting of this option was accelerated in connection with the Merger, and was assumed by Renegy and replaced with an option to purchase 1,428 shares of Renegy common stock at $8.05 per share.
- [F2]Represents restricted stock units. The vesting of all restricted stock units was accelerated effective October 1, 2007, and consequently became shares of common stock.
- [F3]Disposed of pursuant to the Merger in exchange for 541 shares of Renegy common stock having a market value of $8.15 per share on the effective date of the Merger.
- [F4]The vesting of this option was accelerated in connection with the Merger, and was assumed by Renegy and replaced with an option to purchase 571 shares of Renegy common stock at $84.00 per share.
- [F5]The vesting of this option was accelerated in connection with the Merger, and was assumed by Renegy and replaced with an option to purchase 285 shares of Renegy common stock at $110.25 per share.
- [F6]The vesting of this option was accelerated in connection with the Merger, and was assumed by Renegy and replaced with an option to purchase 571 shares of Renegy common stock at $138.25 per share.
- [F7]The vesting of this option was accelerated in connection with the Merger, and was assumed by Renegy and replaced with an option to purchase 571 shares of Renegy common stock at $24.71 per share.
- [F8]The vesting of this option was accelerated in connection with the Merger, and was assumed by Renegy and replaced with an option to purchase 1,428 shares of Renegy common stock at $19.32 per share.
- [F9]The vesting of this option was accelerated in connection with the Merger, and was assumed by Renegy and replaced with an option to purchase 1,428 shares of Renegy common stock at $27.30 per share.