ZACK ROBERT W 4

Accession 0001209191-07-056310

CIK 0001053361other

View on SEC.gov Company Profile

Filed

Oct 1, 8:00 PM ET

Accepted

Oct 2, 8:00 PM ET

Size

29.4 KB

Accession

0001209191-07-056310

Insider Transaction Report

Form 4

Period: 2007-10-01

CATALYTICA ENERGY SYSTEMS INCCESI

ZACK ROBERT W

VP & Chief Financial Officer

Transactions

Disposition to Issuer
Incentive Stock Option
2007-10-01−12,714→ 0 total
Exercise: $2.41From: 2007-10-01Exp: 2015-01-31→ Common Stock (12,714 underlying)
Disposition to Issuer
Incentive Stock Option
2007-10-01−10,000→ 0 total
Exercise: $3.55From: 2007-10-01Exp: 2012-04-01→ Common Stock (10,000 underlying)
Disposition to Issuer
Incentive Stock Option
2007-10-01−85,000→ 0 total
Exercise: $2.76From: 2007-10-01Exp: 2013-02-10→ Common Stock (85,000 underlying)
Disposition to Issuer
Nonqualified Stock Option
2007-10-01−190,000→ 0 total
Exercise: $1.15From: 2007-10-01Exp: 2016-03-22→ Common Stock (190,000 underlying)
Disposition to Issuer
Nonqualified Stock Option
2007-10-01−32,170→ 0 total
Exercise: $4.03From: 2007-10-01Exp: 2014-01-26→ Common Stock (32,170 underlying)
Disposition to Issuer
Common Stock
2007-10-01−44,719→ 0 total
Disposition to Issuer
Nonqualified Stock Option
2007-10-01−50,000→ 0 total
Exercise: $1.35From: 2007-10-01Exp: 2016-11-06→ Common Stock (50,000 underlying)
Disposition to Issuer
Nonqualified Stock Option
2007-10-01−82,800→ 0 total
Exercise: $1.92From: 2007-10-01Exp: 2017-01-11→ Common Stock (82,800 underlying)
Disposition to Issuer
Common Stock
2007-10-01−22,903→ 0 total
Disposition to Issuer
Incentive Stock Option
2007-10-01−37,830→ 0 total
Exercise: $4.03From: 2007-10-01Exp: 2014-01-26→ Common Stock (37,830 underlying)
Disposition to Issuer
Nonqualified Stock Option
2007-10-01−12,886→ 0 total
Exercise: $2.41From: 2007-10-01Exp: 2015-01-31→ Common Stock (12,886 underlying)

Footnotes (13)

[F1]Disposed of pursuant to the merger (the "Merger") of Snowflake Acquisition Corporation, a wholly-owned subsidiary of Renegy Holdings, Inc. ("Renegy"), with and into Catalytica Energy Systems, Inc. ("Catalytica") in exchange for 3,272 shares of Renegy common stock having a market value of $8.15 per share on the effective date of the Merger.
[F10]The vesting of this option was accelerated in connection with the Merger, and was assumed by Renegy and replaced with an option to purchase 27,142 shares of Renegy common stock at $8.05 per share.
[F11]The vesting of this option was accelerated in connection with the Merger, and was assumed by Renegy and replaced with an option to purchase 1,428 shares of Renegy common stock at $24.143 per share.
[F12]The vesting of this option was accelerated in connection with the Merger, and was assumed by Renegy and replaced with an option to purchase 7,142 shares of Renegy common stock at $9.45 per share.
[F13]The vesting of this option was accelerated in connection with the Merger, and was assumed by Renegy and replaced with an option to purchase 11,828 shares of Renegy common stock at $13.44 per share.
[F2]Represents restricted stock units. The vesting of all restricted stock units was accelerated effective October 1, 2007, and consequently became shares of common stock.
[F3]Disposed of pursuant to the Merger in exchange for 6,388 shares of Renegy common stock having a market value of $8.15 per share on the effective date of the Merger.
[F4]The vesting of this option was accelerated in connection with the Merger, and was assumed by Renegy and replaced with an option to purchase 1,428 shares of Renegy common stock at $24.85 per share.
[F5]The vesting of this option was accelerated in connection with the Merger, and was assumed by Renegy and replaced with an option to purchase 12,142 shares of Renegy common stock at $19.32 per share.
[F6]The vesting of this option was accelerated in connection with the Merger, and was assumed by Renegy and replaced with an option to purchase 5,404 shares of Renegy common stock at $28.217 per share.
[F7]The vesting of this option was accelerated in connection with the Merger, and was assumed by Renegy and replaced with an option to purchase 4,595 shares of Renegy common stock at $28.217 per share.
[F8]The vesting of this option was accelerated in connection with the Merger, and was assumed by Renegy and replaced with an option to purchase 1,816 shares of Renegy common stock at $16.87 per share.
[F9]The vesting of this option was accelerated in connection with the Merger, and was assumed by Renegy and replaced with an option to purchase 1,840 shares of Renegy common stock at $16.87 per share.

Documents

1 file

4
bpx74435_bpx16rwz.xmlPrimary
MAIN DOCUMENT DESCRIPTION

Issuer

CATALYTICA ENERGY SYSTEMS INC

CIK 0001053361

→

Entity typeother

Related Parties

filerCIK 0001209543

Filing Metadata

Form type: 4
Filed: Oct 1, 8:00 PM ET
Accepted: Oct 2, 8:00 PM ET
Size: 29.4 KB

View on SEC.gov