4//SEC Filing
WORSLEY ROBERT M 4
Accession 0001209191-07-056386
CIK 0001398931other
Filed
Oct 1, 8:00 PM ET
Accepted
Oct 2, 9:07 PM ET
Size
10.6 KB
Accession
0001209191-07-056386
Insider Transaction Report
Form 4
WORSLEY ROBERT M
DirectorChief Exectutive Officer10% Owner
Transactions
- Award
Common Stock
2007-10-01+3,774,048→ 3,774,048 total(indirect: By Trust) - Award
Stock Options (right to buy)
2007-10-01$9.45/sh+715$6,757→ 2,473,738 totalExercise: $9.45From: 2006-10-01Exp: 2011-11-06→ Common Stock (715 underlying) - Award
Warrants (right to buy)
2007-10-01$16.38/sh+2,473,023$40,508,117→ 2,473,023 total(indirect: By Trust)Exercise: $16.38→ Common Stock (2,473,023 underlying)
Footnotes (5)
- [F1]Received in exchange for contribution of all of the membership interests of Renegy, LLC, Renegy Trucking, LLC and Snowflake White Mountain Power, LLC, in connection with a contribution and merger transaction with Catalytica Energy Systems, Inc. (the "Merger"). On the effective date of the Merger, the closing price of Renegy Holdings, Inc.s' common stock was $8.15.
- [F2]These shares are owned directly by The Robert M. Worsley and Christi M. Worsley Revocable Trust (the "Trust") and indirectly by Robert M. Worsley and Christi M. Worsley as trustees of the Trust.
- [F3]The Warrants will vest and become exercisable in three equal portions of 824,341 shares each, upon the completion of each of three operating milestones, described in the common stock purchase warrant issued to the Trust on October 1, 2007, as filed with the SEC on Form 8-K by Renegy Holdings, Inc. on October 1, 2007.
- [F4]With respect to each portion of the Warrants that vests, the expiration date for such portion will be the later of (a) the four-year anniversary of the issuance of the Warrants and (b) the two-year anniversary of the date such portion of the Warrants vested.
- [F5]Received in the Merger in exchange for a nonqualified stock option to acquire 5,000 shares of Catalytica Energy Systems, Inc. common stock at $1.35 per share.
Documents
Issuer
Renegy Holdings, Inc.
CIK 0001398931
Entity typeother
Related Parties
1- filerCIK 0001032734
Filing Metadata
- Form type
- 4
- Filed
- Oct 1, 8:00 PM ET
- Accepted
- Oct 2, 9:07 PM ET
- Size
- 10.6 KB