4//SEC Filing
OAK INVESTMENT PARTNERS VII L P 4
Accession 0001209191-07-061204
CIK 0001403568other
Filed
Oct 31, 8:00 PM ET
Accepted
Nov 1, 8:34 PM ET
Size
28.7 KB
Accession
0001209191-07-061204
Insider Transaction Report
Form 4
OAK INVESTMENT PARTNERS VII L P
10% Owner
Transactions
- Conversion
Common Stock
2007-10-30+179,934→ 6,112,213 total - Other
Series III Non-Convertible Preferred Stock
2007-10-30−621,838→ 0 total - Conversion
Common Stock
2007-10-30+4,519→ 153,506 total(indirect: See footnote.) - Other
Series III Non-Convertible Preferred Stock
2007-10-30−15,615→ 0 total(indirect: See footnote.) - Conversion
Common Stock
2007-10-30+5,830,100→ 5,932,279 total - Conversion
Series I, IV, V Convertible Preferred Stock
2007-10-30−5,830,100→ 0 total→ Common Stock (5,830,100 underlying) - Conversion
Common Stock
2007-10-30+146,421→ 148,987 total(indirect: See footnote.) - Conversion
Series II Convertible Preferred Stock
2007-10-30−179,934→ 0 total→ Common Stock (179,934 underlying) - Conversion
Series I, IV, V Convertible Preferred Stock
2007-10-30−146,421→ 0 total(indirect: See footnote.)→ Common Stock (146,421 underlying) - Conversion
Series II Convertible Preferred Stock
2007-10-30−4,519→ 0 total(indirect: See footnote.)→ Common Stock (4,519 underlying)
Footnotes (7)
- [F1]The reported securities were redeemed by the Issuer on October 30, 2007 for $1.00 per share in connection with the consummation of the Issuer's initial public offering.
- [F2]Oak Investment Partners VII, L.P. is the record holder of the securities. As the general partner of Oak Investment Partners VII, L.P., Oak Associates VII, LLC may be deemed a beneficial owner of the securities.
- [F3]These securities have no stated expiration date. The Issuer caused the mandatory conversion of Series I, Series IV and Series V Preferred Stock into shares of Common Stock on October 30, 2007. The Issuer exercised this right after providing prompt reasonable notice. Upon the mandatory conversion of such Convertible Preferred Stock, accrued and unpaid dividends were paid in cash by the Issuer. The number of underlying shares of Common Stock reported reflects a 0.632-for-1 reverse stock split, which was effected through the conversion of such Convertible Preferred Stock to Common Stock on a 0.632-for-1 basis on October 30, 2007.
- [F4]Of the number of shares reported, 102,179 shares represent Common Stock previously reported as beneficially owned by Oak Investment Partners VII, L.P. and such shares reflect a 0.632-for-1 reverse stock split, which was effected with respect to Common Stock on October 24, 2007.
- [F5]These securities have no stated expiration date. The Issuer caused the mandatory conversion of Series II Preferred Stock into shares of Common Stock on October 30, 2007. The Issuer exercised this right after providing prompt reasonable notice. The number of underlying shares of Common Stock reported reflects a 0.632-for-1 reverse stock split, which was effected through the conversion of such Convertible Preferred Stock to Common Stock on a 0.632-for-1 basis on October 30, 2007.
- [F6]Oak VII Affiliates Fund, L.P. is the record holder of the securities. As the general partner of Oak VII Affiliates Fund, L.P., Oak VII Affiliates, LLC may be deemed a beneficial owner of the securities.
- [F7]Of the number of shares reported, 2,566 shares represent Common Stock previously reported as beneficially owned by Oak VII Affiliates Fund, L.P. and such shares reflect a 0.632-for-1 reverse stock split, which was effected with respect to Common Stock on October 24, 2007.
Documents
Issuer
Ulta Salon, Cosmetics & Fragrance, Inc.
CIK 0001403568
Entity typeother
Related Parties
1- filerCIK 0001035101
Filing Metadata
- Form type
- 4
- Filed
- Oct 31, 8:00 PM ET
- Accepted
- Nov 1, 8:34 PM ET
- Size
- 28.7 KB