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NANOPHASE TECHNOLOGIES CORPORATION · Nov 7, 8:21 PM ET

NANOPHASE TECHNOLOGIES CORPORATION 4

4 · NANOPHASE TECHNOLOGIES CORPORATION · Filed Nov 7, 2007

Insider Transaction Report

Form 4
Period: 2007-11-06
NANOPHASE TECHNOLOGIES CORPORATIONNANX
BROTZMAN RICHARD W
VP - Research & Development
Transactions
  • Award

    Common Stock (right to buy)

    2007-11-06$4.48/sh+15,000$67,200→ 15,000 total
    Exercise: $4.48From: 2008-11-06Exp: 2017-11-06→ Common Stock (15,000 underlying)
Holdings

  • Common Stock (right to buy)

    Exercise: $3.81From: 1999-07-31Exp: 2008-07-31→ Common Stock (27,180 underlying)
    27,180

  • Common Stock (right to buy)

    Exercise: $5.55From: 2005-10-11Exp: 2014-10-11→ Common Stock (11,000 underlying)
    11,000

  • Common Stock (right to buy)

    Exercise: $6.03From: 2006-09-27Exp: 2015-09-27→ Common Stock (10,000 underlying)
    10,000

  • Common Stock (right to buy)

    Exercise: $6.01From: 2007-09-27Exp: 2016-09-27→ Common Stock (15,000 underlying)
    15,000

  • Common Stock (right to buy)

    Exercise: $7.69From: 2001-05-24Exp: 2010-05-24→ Common Stock (22,500 underlying)
    22,500

  • Common Stock

    2,558

  • Common Stock (right to buy)

    Exercise: $10.88From: 2002-01-26Exp: 2011-01-26→ Common Stock (20,000 underlying)
    20,000
Footnotes (2)
  • [F1]Subject to certain restrictions, beginning on this date, options vest in five equal installments.
  • [F2]Subject to certain restrictions, beginning on this date, options vest in three equal annual installments.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION