Home/Filings/4/0001209191-07-062446
4//SEC Filing

NANOPHASE TECHNOLOGIES CORPORATION 4

Accession 0001209191-07-062446

$SLSNCIK 0000883107operating

Filed

Nov 6, 7:00 PM ET

Accepted

Nov 7, 8:23 PM ET

Size

19.1 KB

Accession

0001209191-07-062446

Insider Transaction Report

Form 4
Period: 2007-11-06
CROSS JOSEPH
DirectorPresident & CEO
Transactions
  • Award

    Common Stock (right to buy)

    2007-11-06$4.48/sh+20,000$89,60020,000 total
    Exercise: $4.48From: 2008-11-06Exp: 2017-11-06Common Stock (20,000 underlying)
Holdings
  • Common Stock (right to buy)

    Exercise: $5.55From: 2005-10-11Exp: 2014-10-11Common Stock (15,000 underlying)
    15,000
  • Common Stock

    5,638
  • Common Stock (right to buy)

    Exercise: $10.88From: 2002-01-26Exp: 2011-01-26Common Stock (50,000 underlying)
    50,000
  • Common Stock (right to buy)

    Exercise: $6.65From: 2003-01-03Exp: 2012-01-03Common Stock (55,000 underlying)
    55,000
  • Common Stock (right to buy)

    Exercise: $2.94From: 1999-11-09Exp: 2008-11-09Common Stock (100,000 underlying)
    100,000
  • Common Stock (right to buy)

    Exercise: $6.01From: 2007-09-27Exp: 2016-09-27Common Stock (20,000 underlying)
    20,000
Footnotes (2)
  • [F1]Subject to certain restrictions, beginning on this date, options vest in five equal installments.
  • [F2]Subject to certain restrictions, beginning on this date, options vest in three equal annual installments.

Issuer

NANOPHASE TECHNOLOGIES CORPORATION

CIK 0000883107

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000883107

Filing Metadata

Form type
4
Filed
Nov 6, 7:00 PM ET
Accepted
Nov 7, 8:23 PM ET
Size
19.1 KB