NANOPHASE TECHNOLOGIES CORPORATION 4
4 · NANOPHASE TECHNOLOGIES CORPORATION · Filed Nov 7, 2007
Insider Transaction Report
Form 4
CROSS JOSEPH
DirectorPresident & CEO
Transactions
- Award
Common Stock (right to buy)
2007-11-06$4.48/sh+20,000$89,600→ 20,000 totalExercise: $4.48From: 2008-11-06Exp: 2017-11-06→ Common Stock (20,000 underlying)
Holdings
- 15,000
Common Stock (right to buy)
Exercise: $5.55From: 2005-10-11Exp: 2014-10-11→ Common Stock (15,000 underlying) - 5,638
Common Stock
- 50,000
Common Stock (right to buy)
Exercise: $10.88From: 2002-01-26Exp: 2011-01-26→ Common Stock (50,000 underlying) - 55,000
Common Stock (right to buy)
Exercise: $6.65From: 2003-01-03Exp: 2012-01-03→ Common Stock (55,000 underlying) - 100,000
Common Stock (right to buy)
Exercise: $2.94From: 1999-11-09Exp: 2008-11-09→ Common Stock (100,000 underlying) - 20,000
Common Stock (right to buy)
Exercise: $6.01From: 2007-09-27Exp: 2016-09-27→ Common Stock (20,000 underlying)
Footnotes (2)
- [F1]Subject to certain restrictions, beginning on this date, options vest in five equal installments.
- [F2]Subject to certain restrictions, beginning on this date, options vest in three equal annual installments.