CAREGUIDE INC 4
4 · CAREGUIDE INC · Filed Jan 2, 2008
Insider Transaction Report
Form 4
CAREGUIDE INCCGDE
WAXMAN ALBERT S
Director10% Owner
Transactions
- Purchase
Series A Preferred Stock
2007-12-28$0.60/sh+416,667$250,000→ 416,667 total(indirect: By fund)Exercise: $0.12From: 2007-12-28→ Common Stock (2,083,335 underlying)
Footnotes (3)
- [F1]The shares of Series A Preferred Stock are initially convertible into shares of the issuer's common stock on a 5-for-1 basis.
- [F2]The Series A Preferred Stock has no expiration date.
- [F3]Shares are owned of record by Psilos Group Partners II, L.P. Albert S. Waxman, a director of the issuer, is the senior managing member of Psilos Group Investors, LLC, the general partner of Psilos Group Partners II, L.P., and therefore may be deemed to beneficially own the securities owned by Psilos Group Partners II, L.P. Dr. Waxman disclaims beneficial ownership of the reported securities herein except to the extent of his pecuniary interest therein.