4//SEC Filing
NANOPHASE TECHNOLOGIES CORPORATION 4
Accession 0001209191-08-000453
$SLSNCIK 0000883107operating
Filed
Jan 1, 7:00 PM ET
Accepted
Jan 2, 7:26 PM ET
Size
16.5 KB
Accession
0001209191-08-000453
Insider Transaction Report
Form 4
PERKINS DONALD S
Director
Transactions
- Award
Deferred Common Stock
2008-01-02+1,662→ 9,290 total→ Common Stock (1,662 underlying)
Holdings
- 667
Stock Option (right to buy)
Exercise: $5.25From: 1999-06-10Exp: 2008-06-10→ Common Stock (2,000 underlying) - 42,144
Common Stock
- 6,667
Stock Option (right to buy)
Exercise: $1.75From: 2000-07-27Exp: 2009-07-27→ Common Stock (10,000 underlying) - 2,000
Stock Option (right to buy)
Exercise: $9.92From: 2002-06-05Exp: 2011-06-05→ Common Stock (2,000 underlying) - 20,000
Stock Option (right to buy)
Exercise: $3.50From: 1999-10-29Exp: 2008-10-29→ Common Stock (25,000 underlying) - 3,334
Stock Option (right to buy)
Exercise: $5.75From: 1999-02-19Exp: 2008-02-19→ Common Stock (10,000 underlying)
Footnotes (6)
- [F1]Subject to certain restrictions, beginning on this date, options vest in five equal installments.
- [F2]Subject to certain restrictions, beginning on this date, options vest in three equal annual installments.
- [F3]Each share of deferred common stock represents a right to receive one share of common stock.
- [F4]1,662 shares of common stock were to be granted under the Company's 2005 Non-Employee Director Restricted Stock Plan. Such shares are vested immediately but subject to certain transfer restrictions. Pursuant to such plan, the reporting person elected to defer receipt of such shares and receive instead 1,662 shares of deferred common stock which, along with the 7,628 similar shares granted previously, will be accounted for under the Company's Non-Employee Director Deferred Compensation Plan.
- [F5]The deferred common stock becomes payable upon the reporting person's termination of service as a director of the Company.
- [F6]Pursuant to such plan, the reporting person elected to defer receipt of such shares and receive 1,662 shares of deferred common stock, amounting to a cumulative total of 9,290 shares of deferred common stock received (including those received from previous grants) to date, which will all be accounted for under the Company's Non-Employee Director Deferred Compensation Plan.
Documents
Issuer
NANOPHASE TECHNOLOGIES CORPORATION
CIK 0000883107
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000883107
Filing Metadata
- Form type
- 4
- Filed
- Jan 1, 7:00 PM ET
- Accepted
- Jan 2, 7:26 PM ET
- Size
- 16.5 KB