NRG ENERGY, INC. 4/A
4/A · NRG ENERGY, INC. · Filed Jan 4, 2008
Insider Transaction Report
Form 4/AAmended
Winn Steve
Executive Vice President
Transactions
- Exercise/Conversion
Common Stock, par value .01 per share
2007-12-10$19.40/sh+2,000$38,800→ 25,762 total - Sale
Common Stock, par value .01 per share
2007-12-10$43.54/sh−100$4,354→ 24,062 total - Sale
Common Stock, par value .01 per share
2007-12-10$43.51/sh−300$13,053→ 24,462 total - Exercise/Conversion
Non-Qualified Stock Options
2007-12-10−4,500→ 1,500 totalExercise: $15.74Exp: 2014-11-19→ Common stock, par value $.01 per share (4,500 underlying) - Sale
Common Stock, par value .01 per share
2007-12-10$43.10/sh−5,500$237,050→ 24,762 total - Exercise/Conversion
Non-Qualified Stock Options
2007-12-10−2,000→ 7,000 totalExercise: $19.40Exp: 2011-08-01→ Common Stock, par value $.01 per share (2,000 underlying) - Exercise/Conversion
Common Stock, par value .01 per share
2007-12-10$15.74/sh+4,500$70,830→ 30,262 total
Footnotes (3)
- [F1]Transaction made pursuant to a 10b5-1 plan dated November 9, 2007.
- [F2]Pursuant to the Grant Agreement by and between NRG Energy, Inc. and Mr. Winn, the Stock Options vested and became exercisable as follows: 33 1/3% on August 1, 2006 and 33 1/3% on August 1, 2007. The remaining 33 1/3% will vest on August 1, 2008.
- [F3]Pursuant to the Grant Agreement by and between NRG Energy, Inc. and Mr. Winn, the Stock Options vested and became exercisable as follows: 33 1/3% on November 19, 2005, 33 1/3% on November 19, 2006 and 33 1/3% on November 19, 2007.