ASTA FUNDING INC 4
4 · ASTA FUNDING INC · Filed Jan 22, 2008
Insider Transaction Report
Form 4
ASTA FUNDING INCASFI
STERN ARTHUR
DirectorChairman Emeritus and Director
Transactions
- Award
Common Stock, par value $.01 per share
2008-01-17+5,000→ 247,084 total
Footnotes (2)
- [F1]These shares have the following vesting schedule: 1,000 shares vest in the event of the reporting person's death, disability, retirement, or reach of age eighty (80) and in any event no earlier than October 1, 2008; the remaining shares vest in three equal annual installments starting on October 1, 2008.
- [F2]Mr. Stern indirectly owns (a) 214,599 shares of Common Stock, which represents Mr. Stern's pecuniary interest in shares held by Asta Group, Incorporated, (b) 349,460 shares of Common Stock, which represents Mr. Stern's pecuniary interest in shares held by Stern Family Investors, LLC, and (c) 948 shares of Common Stock, which represents Mr. Stern's pecuniary interest in shares held by GMS Family Investors LLC, all of which shares are not included in Table I. Mr. Stern does not have voting or investment power with respect to any of the shares held by either LLC and disclaims beneficial ownership of the shares owned by the LLCs.