Home/Filings/4/0001209191-08-005176
4//SEC Filing

NANOPHASE TECHNOLOGIES CORPORATION 4

Accession 0001209191-08-005176

$SLSNCIK 0000883107operating

Filed

Jan 22, 7:00 PM ET

Accepted

Jan 23, 6:06 PM ET

Size

16.8 KB

Accession

0001209191-08-005176

Insider Transaction Report

Form 4
Period: 2008-01-22
Transactions
  • Award

    Stock Option (right to buy)

    2008-01-22$3.13/sh+15,000$46,95015,000 total
    Exercise: $3.13From: 2009-01-22Exp: 2018-01-22Common Stock (15,000 underlying)
Holdings
  • Common Stock

    42,144
  • Stock Option (right to buy)

    Exercise: $9.92From: 2002-06-05Exp: 2011-06-05Common Stock (2,000 underlying)
    2,000
  • Stock Option (right to buy)

    Exercise: $3.50From: 1999-10-29Exp: 2008-10-29Common Stock (25,000 underlying)
    20,000
  • Stock Option (right to buy)

    Exercise: $5.25From: 1999-06-10Exp: 2008-06-10Common Stock (2,000 underlying)
    667
  • Stock Option (right to buy)

    Exercise: $5.75From: 1999-02-19Exp: 2008-02-19Common Stock (10,000 underlying)
    3,334
  • Stock Option (right to buy)

    Exercise: $1.75From: 2000-07-27Exp: 2009-07-27Common Stock (10,000 underlying)
    6,667
  • Deferred Common Stock

    Common Stock (9,290 underlying)
    9,290
Footnotes (5)
  • [F1]Subject to certain restrictions, beginning on this date, options vest in five equal installments.
  • [F2]Subject to certain restrictions, beginning on this date, options vest in three equal annual installments.
  • [F3]Subject to certain restrictions, beginning on this date, options vest in two equal annual installments.
  • [F4]Each share of deferred common stock represents a right to receive one share of common stock.
  • [F5]The deferred common stock becomes payable upon the reporting person's termination of service as a director of the Company.

Issuer

NANOPHASE TECHNOLOGIES CORPORATION

CIK 0000883107

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000883107

Filing Metadata

Form type
4
Filed
Jan 22, 7:00 PM ET
Accepted
Jan 23, 6:06 PM ET
Size
16.8 KB