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4//SEC Filing

MMC NORLISK NICKEL 4

Accession 0001209191-08-007335

CIK 0001093691other
View on SEC.govCompany Profile

Filed

Feb 3, 7:00 PM ET

Accepted

Feb 4, 4:29 PM ET

Size

46.8 KB

Accession

0001209191-08-007335

Insider Transaction Report

Form 4
Period: 2008-02-01
PLUG POWER INCPLUG
Smart Hydrogen Inc
10% Owner
Transactions
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.79/sh+160$446→ 4,691,787 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.88/sh+4,800$13,824→ 4,769,504 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.87/sh+2,900$8,323→ 4,763,804 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.72/sh+700$1,904→ 4,687,404 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.88/sh+900$2,588→ 4,764,704 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.90/sh+3,500$10,150→ 4,774,204 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.81/sh+5,306$14,910→ 4,697,193 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.83/sh+200$565→ 4,705,304 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.76/sh+2,640$7,286→ 4,690,044 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.77/sh+383$1,061→ 4,690,427 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.85/sh+1,100$3,130→ 4,735,912 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.80/sh+100$280→ 4,691,887 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.82/sh+7,111$20,053→ 4,705,104 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.83/sh+300$851→ 4,716,796 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.84/sh+18,016$51,165→ 4,734,812 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.78/sh+1,200$3,336→ 4,691,627 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.83/sh+11,192$31,673→ 4,716,496 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.81/sh+800$2,252→ 4,697,993 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.85/sh+21,992$62,677→ 4,757,904 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.86/sh+3,000$8,580→ 4,760,904 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.93/sh+400$1,172→ 4,774,704 total
Holdings

  • Class B Capital Stock, par value $0.01

    Exercise: $39500000.00→ Common Stock, par value $0.01 (395,000 underlying)
    395,000
MMC NORLISK NICKEL
10% Owner
Transactions
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.81/sh+5,306$14,910→ 4,697,193 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.81/sh+800$2,252→ 4,697,993 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.76/sh+2,640$7,286→ 4,690,044 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.93/sh+400$1,172→ 4,774,704 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.78/sh+1,200$3,336→ 4,691,627 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.87/sh+2,900$8,323→ 4,763,804 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.77/sh+383$1,061→ 4,690,427 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.83/sh+11,192$31,673→ 4,716,496 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.85/sh+21,992$62,677→ 4,757,904 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.83/sh+300$851→ 4,716,796 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.88/sh+900$2,588→ 4,764,704 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.85/sh+1,100$3,130→ 4,735,912 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.82/sh+7,111$20,053→ 4,705,104 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.83/sh+200$565→ 4,705,304 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.86/sh+3,000$8,580→ 4,760,904 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.84/sh+18,016$51,165→ 4,734,812 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.88/sh+4,800$13,824→ 4,769,504 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.79/sh+160$446→ 4,691,787 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.72/sh+700$1,904→ 4,687,404 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.90/sh+3,500$10,150→ 4,774,204 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.80/sh+100$280→ 4,691,887 total
Holdings

  • Class B Capital Stock, par value $0.01

    Exercise: $39500000.00→ Common Stock, par value $0.01 (395,000 underlying)
    395,000
Clayburn Development Inc.
10% Owner
Transactions
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.76/sh+2,640$7,286→ 4,690,044 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.83/sh+300$851→ 4,716,796 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.72/sh+700$1,904→ 4,687,404 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.85/sh+21,992$62,677→ 4,757,904 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.80/sh+100$280→ 4,691,887 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.77/sh+383$1,061→ 4,690,427 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.90/sh+3,500$10,150→ 4,774,204 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.84/sh+18,016$51,165→ 4,734,812 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.81/sh+800$2,252→ 4,697,993 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.78/sh+1,200$3,336→ 4,691,627 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.87/sh+2,900$8,323→ 4,763,804 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.85/sh+1,100$3,130→ 4,735,912 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.88/sh+900$2,588→ 4,764,704 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.81/sh+5,306$14,910→ 4,697,193 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.82/sh+7,111$20,053→ 4,705,104 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.86/sh+3,000$8,580→ 4,760,904 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.83/sh+200$565→ 4,705,304 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.88/sh+4,800$13,824→ 4,769,504 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.83/sh+11,192$31,673→ 4,716,496 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.79/sh+160$446→ 4,691,787 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.93/sh+400$1,172→ 4,774,704 total
Holdings

  • Class B Capital Stock, par value $0.01

    Exercise: $39500000.00→ Common Stock, par value $0.01 (395,000 underlying)
    395,000
Branton LTD
10% Owner
Transactions
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.76/sh+2,640$7,286→ 4,690,044 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.81/sh+800$2,252→ 4,697,993 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.93/sh+400$1,172→ 4,774,704 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.88/sh+900$2,588→ 4,764,704 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.80/sh+100$280→ 4,691,887 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.72/sh+700$1,904→ 4,687,404 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.83/sh+300$851→ 4,716,796 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.78/sh+1,200$3,336→ 4,691,627 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.83/sh+11,192$31,673→ 4,716,496 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.90/sh+3,500$10,150→ 4,774,204 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.88/sh+4,800$13,824→ 4,769,504 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.77/sh+383$1,061→ 4,690,427 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.82/sh+7,111$20,053→ 4,705,104 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.83/sh+200$565→ 4,705,304 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.79/sh+160$446→ 4,691,787 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.87/sh+2,900$8,323→ 4,763,804 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.84/sh+18,016$51,165→ 4,734,812 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.86/sh+3,000$8,580→ 4,760,904 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.85/sh+21,992$62,677→ 4,757,904 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.81/sh+5,306$14,910→ 4,697,193 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.85/sh+1,100$3,130→ 4,735,912 total
Holdings

  • Class B Capital Stock, par value $0.01

    Exercise: $39500000.00→ Common Stock, par value $0.01 (395,000 underlying)
    395,000
POTANIN VLADIMIR O
10% Owner
Transactions
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.82/sh+7,111$20,053→ 4,705,104 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.88/sh+900$2,588→ 4,764,704 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.81/sh+5,306$14,910→ 4,697,193 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.85/sh+1,100$3,130→ 4,735,912 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.90/sh+3,500$10,150→ 4,774,204 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.77/sh+383$1,061→ 4,690,427 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.79/sh+160$446→ 4,691,787 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.83/sh+11,192$31,673→ 4,716,496 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.81/sh+800$2,252→ 4,697,993 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.83/sh+200$565→ 4,705,304 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.72/sh+700$1,904→ 4,687,404 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.78/sh+1,200$3,336→ 4,691,627 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.83/sh+300$851→ 4,716,796 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.84/sh+18,016$51,165→ 4,734,812 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.85/sh+21,992$62,677→ 4,757,904 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.87/sh+2,900$8,323→ 4,763,804 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.86/sh+3,000$8,580→ 4,760,904 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.80/sh+100$280→ 4,691,887 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.93/sh+400$1,172→ 4,774,704 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.76/sh+2,640$7,286→ 4,690,044 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.88/sh+4,800$13,824→ 4,769,504 total
Holdings

  • Class B Capital Stock, par value $0.01

    Exercise: $39500000.00→ Common Stock, par value $0.01 (395,000 underlying)
    395,000
PROKHOROV MIKHAIL D
10% Owner
Transactions
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.82/sh+7,111$20,053→ 4,705,104 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.78/sh+1,200$3,336→ 4,691,627 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.80/sh+100$280→ 4,691,887 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.84/sh+18,016$51,165→ 4,734,812 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.72/sh+700$1,904→ 4,687,404 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.88/sh+900$2,588→ 4,764,704 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.81/sh+800$2,252→ 4,697,993 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.85/sh+21,992$62,677→ 4,757,904 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.76/sh+2,640$7,286→ 4,690,044 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.77/sh+383$1,061→ 4,690,427 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.88/sh+4,800$13,824→ 4,769,504 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.86/sh+3,000$8,580→ 4,760,904 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.87/sh+2,900$8,323→ 4,763,804 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.79/sh+160$446→ 4,691,787 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.85/sh+1,100$3,130→ 4,735,912 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.81/sh+5,306$14,910→ 4,697,193 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.83/sh+11,192$31,673→ 4,716,496 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.93/sh+400$1,172→ 4,774,704 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.83/sh+200$565→ 4,705,304 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.83/sh+300$851→ 4,716,796 total
  • Purchase

    Common Stock, par value $0.01 per share

    2008-02-01$2.90/sh+3,500$10,150→ 4,774,204 total
Holdings

  • Class B Capital Stock, par value $0.01

    Exercise: $39500000.00→ Common Stock, par value $0.01 (395,000 underlying)
    395,000
Footnotes (2)
  • [F1]The shares reported above are held directly by Smart Hydrogen Inc. ("Smart Hydrogen"), which is jointly owned and controlled by Clayburn Development Inc. ("Clayburn") and Branton Limited ("Branton"). Branton and Clayburn share investment control and controlling shareholder status over Smart Hydrogen and, as such, are indirect beneficial owners of the reported shares of Common Stock and Class B Capital Stock. Clayburn is a wholly-owned subsidiary of MMC Norilsk Nickel ("Norilsk"). Therefore, Norilsk is an indirect beneficial owner of the reported shares of Common Stock. Mikhail D. Prokhorov and Vladimir O. Potanin share investment control and controlling shareholder status over Branton and Norilsk and, as such, are indirect beneficial owners of the reported shares of Common Stock and Class B Capital Stock.
  • [F2]Each share of Class B Capital Stock is convertible at any time into 100 shares of Plug Power Inc.'s Common Stock, par value $0.01 per share, subject to certain adjustments in the case of a stock split or reverse stock split of the Common Stock or a reorganization, recapitalization, reclassification, consolidation or merger involving Plug Power Inc.

Documents

1 file

Issuer

PLUG POWER INC

CIK 0001093691

→
Entity typeother

Related Parties

1
  • filerCIK 0001260713

Filing Metadata

Form type
4
Filed
Feb 3, 7:00 PM ET
Accepted
Feb 4, 4:29 PM ET
Size
46.8 KB
View on SEC.gov