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4//SEC Filing

Shults Harold L JR 4

Accession 0001209191-08-007947

CIK 0001406081other
View on SEC.govCompany Profile

Filed

Feb 5, 7:00 PM ET

Accepted

Feb 6, 10:52 AM ET

Size

17.3 KB

Accession

0001209191-08-007947

Insider Transaction Report

Form 4
Period: 2008-02-04
Guaranty Financial Group Inc.GFG
Shults Harold L JR
Sr Exec VP, Insurance
Transactions
  • Tax Payment

    Common Stock

    2008-02-04$13.82/sh−218$3,013→ 448 total
Holdings

  • Restricted Stock

    → Common Stock (700 underlying)
    700

  • Option (right to buy)

    Exercise: $19.61From: 2008-02-02Exp: 2017-02-02→ Common Stock (2,133 underlying)
    2,133

  • Option (right to buy)

    Exercise: $5.57From: 2007-02-07Exp: 2013-02-07→ Common Stock (833 underlying)
    833

  • Option (right to buy)

    Exercise: $17.36From: 2007-02-03Exp: 2016-02-03→ Common Stock (1,708 underlying)
    1,708

  • Restricted Stock

    → Common Stock (875 underlying)
    875

  • Common Stock

    (indirect: By Trust)
    24

  • Option (right to buy)

    Exercise: $13.00From: 2007-02-04Exp: 2015-02-04→ Common Stock (1,250 underlying)
    1,250
Footnotes (11)
  • [F1]Reporting Person surrendered 218 shares in payment of taxes on restricted award that vested effective 02/04/2008.
  • [F10]Restricted Shares that will vest effective 02/03/2009. Restricted Shares will be settled for cash based on the fair market value on the vesting date.
  • [F11]Restricted Shares that will vest effective 02/02/2010. Restricted Shares will be settled for cash based on the fair market value on the vesting date.
  • [F2]In accordance with the Rights Agreement adopted by the Company on December 11, 2007, Preferred Stock Purchase Rights are deemed to be attached to the shares of Common Stock.
  • [F3]Reporting Person acquired additional shares through on-going acquisitions under 401(k) plan. By trustee of the Guaranty Financial Group Inc. Savings and Retirement Plan according to the latest report of the Plan Administrator. (Note: Trustee uses unit accounting; therefore, share equivalents may fluctuate slightly from month to month.)
  • [F4]Shares acquired in a pro rata distribution by Temple-Inland Inc. through a spin-off on or around December 28, 2007.
  • [F5]Options Vesting Schedule - exercise price $5.57: Options Exerciserable 02/07/2007 - 833.
  • [F6]Options Vesting Schedule - exercise price $9.64: Options Exerciserable 02/06/2007 - 417 and Options Exerciserable 02/06/2008 - 416.
  • [F7]Options Vesting Schedule - exercise price $13.00: Options Exerciserable 02/04/2007 - 416; Options Exerciserable 02/04/2008 - 417 and Options Exerciserable 02/04/2009 - 417.
  • [F8]Options Vesting Schedule - exercise price $17.36: Options Exerciserable 02/03/2007 - 427; Options Exerciserable 02/03/2008 - 427; Options Exerciserable 02/03/2009 - 427 and Options Exerciserable 02/03/2010 - 427.
  • [F9]Options Vesting Schedule - exercise price $19.61: Options Exerciserable 02/02/2008 - 533; Options Exerciserable 02/02/2009 - 533; Options Exerciserable 02/02/2010 - 534 and Options Exerciserable 02/02/2011 - 533.

Documents

1 file

Issuer

Guaranty Financial Group Inc.

CIK 0001406081

→
Entity typeother

Related Parties

1
  • filerCIK 0001417044

Filing Metadata

Form type
4
Filed
Feb 5, 7:00 PM ET
Accepted
Feb 6, 10:52 AM ET
Size
17.3 KB
View on SEC.gov