CAREGUIDE INC 4
4 · CAREGUIDE INC · Filed Apr 10, 2008
Insider Transaction Report
Form 4
CAREGUIDE INCCGDE
Pacala Mark L
Director10% Owner
Transactions
- Purchase
Series A Preferred Stock
2008-04-09$0.60/sh+78,125$46,875→ 234,375 total(indirect: By Fund)Exercise: $0.12From: 2008-04-09→ Common Stock (390,625 underlying) - Purchase
Series A Preferred Stock
2008-04-09$0.60/sh+234,375$140,625→ 703,125 total(indirect: By Fund)Exercise: $0.12From: 2008-04-09→ Common Stock (1,171,875 underlying)
Footnotes (4)
- [F1]The shares of Series A Preferred Stock are initially convertible into shares of the issuer's common stock on a 5-for-1 basis.
- [F2]The Series A Preferred Stock has no expiration date.
- [F3]Shares are owned of record by Essex Woodlands Health Ventures Fund IV, L.P. Mark L. Pacala, one of Issuer's directors, is a manager of entities affiliated with Essex Woodlands Health Ventures IV, L.L.C, the general partner of Essex Woodlands Health Ventures Fund IV, L.P., and therefore may be deemed to beneficially own the securities owned by Essex Woodlands Health Venture Fund IV, L.P. Mr. Pacala disclaims beneficial ownership of the reported securities herein except to the extent of his pecuniary interest therein.
- [F4]Shares are owned of record by Essex Woodlands Health Ventures Fund V, L.P. Mark L. Pacala, one of Issuer's directors, is a manager of entities affiliated with Essex Woodlands Health Ventures V, L.L.C, the general partner of Essex Woodlands Health Ventures Fund V, L.P., and therefore may be deemed to beneficially own the securities owned by Essex Woodlands Health Venture Fund V, L.P. Mr. Pacala disclaims beneficial ownership of the reported securities herein except to the extent of his pecuniary interest therein.