PROCERA NETWORKS INC 4

4 · PROCERA NETWORKS INC · Filed Jun 20, 2008

Form 4

Period: 2004-03-09

DirectorChief Financial Officer

Transactions

Award
Stock Option (Rt to Buy)
2006-08-11+750,000→ 1,301,000 total
Exercise: $0.52From: 2007-08-11Exp: 2016-08-11→ Common Stock (750,000 underlying)
Award
Warrant (Rt to Buy)
2005-03-30+10,000→ 10,000 total
Exercise: $1.86From: 2005-04-13Exp: 2008-03-30→ Common Stock (10,000 underlying)
Award
Stock Option (Rt to Buy)
2006-03-22+450,000→ 551,000 total
Exercise: $0.69From: 2007-03-22Exp: 2016-03-22→ Common Stock (450,000 underlying)
Award
Stock Option (Rt to buy)
2004-03-09+16,000→ 26,000 total
Exercise: $1.67From: 2005-03-31Exp: 2015-04-20→ Common Stock (16,000 underlying)
Award
Warrant (Rt to Buy)
2005-06-14+75,000→ 101,000 total
Exercise: $1.42From: 2005-06-14Exp: 2008-06-14→ Common Stock (75,000 underlying)

Footnotes (5)

[F1]Warrant is fully-vested and exercisable on 4/13/05.
[F2]Option vests in 4 quarterly installments commencing on 03/31/05 until the option becomes fully-vested and exercisable.
[F3]50% of the warrant shares shall vest on 10/14/05 and the remaining balnce of the warrant shares shall vest on 02/28/06.
[F4]25% of the Option shall vest on 3/19/2007 and the balance of the option shares shall vest in 36 equal consencutive monthly installments thereafter until fully-vested.
[F5]Option shall vest in 36 equal consecutive monthly installments commencing on 08/11/06 until all of the option shares are fully-vested.

Documents

2 files