CAREGUIDE INC 4
4 · CAREGUIDE INC · Filed Aug 5, 2008
Insider Transaction Report
Form 4
CAREGUIDE INCCGDE
Pacala Mark L
Director10% Owner
Transactions
- Award
Warrant (right to buy)
2008-08-01+79,779→ 79,779 total(indirect: By Fund)Exercise: $0.14From: 2008-08-01Exp: 2012-10-01→ Common Stock (79,779 underlying) - Award
Warrant (right to buy)
2008-08-01+26,593→ 26,593 total(indirect: By Fund)Exercise: $0.14From: 2008-08-01Exp: 2012-10-01→ Common Stock (26,593 underlying)
Footnotes (3)
- [F1]The warrants were issued to Essex Woodlands Health Ventures Fund IV, L.P. and Essex Woodlands Health Ventures Fund V, L.P. in consideration for their guarantees of the Issuer's obligations under a debt facility.
- [F2]Securities are owned of record by Essex Woodlands Health Ventures Fund IV, L.P. Mark L. Pacala, one of the Issuer's directors, is a managing director of entities affiliated with Essex Woodlands Health Ventures IV, L.L.C, the general partner of Essex Woodlands Health Ventures Fund IV, L.P. Mr. Pacala disclaims beneficial ownership of the reported securities herein.
- [F3]Securities are owned of record by Essex Woodlands Health Ventures Fund V, L.P. Mark L. Pacala, one of the Issuer's directors, is a managing director of entities affiliated with Essex Woodlands Health Ventures V, L.L.C, the general partner of Essex Woodlands Health Ventures Fund V, L.P. Mr. Pacala disclaims beneficial ownership of the reported securities herein.