PDF SOLUTIONS INC 4/A

Accession 0001209191-08-049214

$PDFSCIK 0001120914operating

View on SEC.gov Company Profile

Filed

Aug 25, 8:00 PM ET

Accepted

Aug 26, 9:29 PM ET

Size

26.9 KB

Accession

0001209191-08-049214

Insider Transaction Report

Form 4/AAmended

Period: 2008-08-19

PDF SOLUTIONS INCPDFS

JOSEPH DAVID

Chief Strategy OfficerOther

Transactions

Award
Restricted Stock Right
2008-08-19+7,144→ 7,144 total
→ Common Stock (7,144 underlying)
Award
Restricted Stock Right
2008-08-19+10,715→ 10,715 total
→ Common Stock (10,715 underlying)
Disposition to Issuer
2001 Stock Plan Option (Right to Buy)
2008-08-19−25,000→ 0 total
Exercise: $14.58Exp: 2015-10-26→ Common Stock (25,000 underlying)
Disposition to Issuer
2001 Stock Plan Option (Right to Buy)
2008-08-19−50,000→ 0 total
Exercise: $10.00Exp: 2011-09-30→ Common Stock (50,000 underlying)
Disposition to Issuer
2001 Stock Plan Option (right to buy)
2008-08-19−45,000→ 0 total
Exercise: $14.04Exp: 2016-10-31→ Common Stock (45,000 underlying)
Award
Restricted Stock Right
2008-08-19+11,906→ 11,906 total
→ Common Stock (11,906 underlying)
Disposition to Issuer
2001 Stock Plan Option (Right to Buy)
2008-08-19−30,000→ 0 total
Exercise: $12.87Exp: 2012-05-06→ Common Stock (30,000 underlying)
Award
Restricted Stock Right
2008-08-19+5,954→ 5,954 total
→ Common Stock (5,954 underlying)

Holdings

Common Stock
200,304

Footnotes (14)

[F1]Includes 3,604 shares of Common Stock that were purchased under the PDF Solutions, Inc. Employee Stock Purchase Plan as follows: 830 shares purchased on December 31, 2007 and 2,774 shares purchased on July 31, 2008.
[F10]Pursuant to the Exchange Offer, on the Transaction Date PDF Solutions, Inc. cancelled an option granted to the reporting person on October 27, 2005. In exchange for the option, the reporting person received 5,954 restricted stock rights.
[F11]Each restricted stock right ("RSR") represents a bookkeeping entry equal in value to one (1) share of common stock of PDF Solutions, Inc.
[F12]12.5% of the total number of rights will vest on May 15, 2009 and 12.5% will vest every six (6) months thereafter, subject to the reporting person's continued service with PDF Solutions, Inc., or an eligible affiliate thereof, through each vesting date and subject to accelerated vesting in certain circumstances. The RSR will be automatically settled in shares upon vesting of the RSR.
[F13]50% of the total number of rights will vest on May 15, 2009 and 50% will vest six (6) months thereafter, subject to the reporting person's continued service with PDF Solutions, Inc., or an eligible affiliate thereof, through each vesting date and subject to accelerated vesting in certain circumstances. The RSR will be automatically settled in shares upon vesting of the RSR.
[F14]16.7% of the total number of rights will vest on May 15, 2009 and 16.66% will vest every six (6) months thereafter, subject to the reporting person's continued service with PDF Solutions, Inc., or an eligible affiliate thereof, through each vesting date and subject to accelerated vesting in certain circumstances. The RSR will be automatically settled in shares upon vesting of the RSR.
[F2]All transactions on this Form 4 report occurred at 12:12 a.m. EDT on August 19, 2008 (the "Transaction Date"). This amended report is filed to correct a typographical error in Box 3 and Column 3 of Table II.
[F3]The cancelled option provided for vesting as follows: 12/48ths of the total shares subject to the option vested on October 1, 2002 and 1/48th of the total shares vested on the 1st day of each month thereafter, subject to the reporting person's continued service with PDF Solutions, Inc., or an affiliate thereof through each vesting date and subject to accelerated vesting in certain circumstances.
[F4]Pursuant to PDF Solutions, Inc.'s offer to exchange described in Schedule TO-1 filed on June 10, 2008, as amended (the "Exchange Offer"), on the Transaction Date PDF Solutions, Inc. cancelled an option granted to the reporting person on October 1, 2001. In exchange for the option, the reporting person received 11,906 restricted stock rights.
[F5]The cancelled option provided for vesting as follows: 12/48ths of the total shares subject to the option vested on May 7, 2002 and 1/48th of the total shares vested on the 7th day of each month thereafter, subject to the reporting person's continued service with PDF Solutions, Inc., or an affiliate thereof through each vesting date and subject to accelerated vesting in certain circumstances.
[F6]Pursuant to the Exchange Offer, on the Transaction Date PDF Solutions, Inc. cancelled an option granted to the reporting person on May 7, 2002. In exchange for the option, the reporting person received 7,144 restricted stock rights.
[F7]The cancelled option provided for vesting as follows: 12/48ths of the total shares subject to the option vested on November 1, 2007 and 1/48th of the total shares vested on the 30th day of each month thereafter, subject to the reporting person's continued service with PDF Solutions, Inc., or an affiliate thereof through each vesting date and subject to accelerated vesting in certain circumstances.
[F8]Pursuant to the Exchange Offer, on the Transaction Date PDF Solutions, Inc. cancelled an option granted to the reporting person on November 1, 2006. In exchange for the option, the reporting person received 10,715 restricted stock rights.
[F9]The cancelled option provided for vesting as follows: 12/48ths of the total shares subject to the option vested on October 27, 2005 and 1/48th of the total shares vested on the 27th day of each month thereafter, subject to the reporting person's continued service with PDF Solutions, Inc., or an affiliate thereof through each vesting date and subject to accelerated vesting in certain circumstances.

Documents

1 file

4
doc4a.xml
FORM 4/A SUBMISSION

Issuer

PDF SOLUTIONS INC

CIK 0001120914

→

Entity typeoperating

IncorporatedDE

Related Parties

filerCIK 0001120914

Filing Metadata

Form type: 4/A
Filed: Aug 25, 8:00 PM ET
Accepted: Aug 26, 9:29 PM ET
Size: 26.9 KB

View on SEC.gov