BROTZMAN RICHARD W 4
4 · NANOPHASE TECHNOLOGIES CORPORATION · Filed Sep 30, 2008
Insider Transaction Report
Form 4
BROTZMAN RICHARD W
VP - Research & Development
Transactions
- Tax Payment
Common Stock
2008-09-29$1.21/sh−442$535→ 2,116 total
Holdings
- 10,000
Common Stock (right to buy)
Exercise: $6.03From: 2006-09-27Exp: 2015-09-27→ Common Stock (10,000 underlying) - 15,000
Common Stock (right to buy)
Exercise: $6.01From: 2007-09-27Exp: 2016-09-27→ Common Stock (15,000 underlying) - 11,000
Common Stock (right to buy)
Exercise: $5.55From: 2005-10-11Exp: 2014-10-11→ Common Stock (11,000 underlying) - 22,500
Common Stock (right to buy)
Exercise: $7.69From: 2001-05-24Exp: 2010-05-24→ Common Stock (22,500 underlying) - 20,000
Common Stock (right to buy)
Exercise: $10.88From: 2002-01-26Exp: 2011-01-26→ Common Stock (20,000 underlying) - 27,180
Common Stock (right to buy)
Exercise: $3.81From: 1999-07-31Exp: 2008-07-31→ Common Stock (27,180 underlying) - 23,000
Common Stock (right to buy)
Exercise: $3.14From: 2009-05-12Exp: 2018-05-12→ Common Stock (23,000 underlying)
Footnotes (2)
- [F1]Subject to certain restrictions, beginning on this date, options vest in five equal installments.
- [F2]Subject to certain restrictions, beginning on this date, options vest in three equal annual installments.