HAINES ROBERT W 4
4 · NANOPHASE TECHNOLOGIES CORPORATION · Filed Sep 30, 2008
Insider Transaction Report
Form 4
HAINES ROBERT W
VP - Operations
Transactions
- Tax Payment
Common Stock
2008-09-29$1.21/sh−442$535→ 2,116 total
Holdings
- 10,000
Stock Option (right to buy)
Exercise: $6.03From: 2006-09-27Exp: 2015-09-27→ Common Stock (10,000 underlying) - 30,000
Stock Option (right to buy)
Exercise: $10.19From: 2002-01-22Exp: 2011-01-22→ Common Stock (30,000 underlying) - 15,000
Stock Appreciation Right
Exercise: $6.01From: 2007-09-27Exp: 2016-09-27→ Common Stock (15,000 underlying) - 11,000
Stock Option (right to buy)
Exercise: $5.55From: 2005-10-11Exp: 2014-10-11→ Common Stock (11,000 underlying) - 23,000
Stock Option (right to buy)
Exercise: $3.14From: 2009-05-12Exp: 2018-05-12→ Common Stock (23,000 underlying) - 15,000
Stock Option (right to buy)
Exercise: $4.48From: 2008-11-06Exp: 2017-11-06→ Common Stock (15,000 underlying) - 40,000
Stock Option (right to buy)
Exercise: $6.65From: 2003-01-03Exp: 2012-01-03→ Common Stock (40,000 underlying) - 20,000
Stock Option (right to buy)
Exercise: $5.84From: 2009-07-24Exp: 2016-07-24→ Common Stock (20,000 underlying)
Footnotes (3)
- [F1]Subject to certain restrictions, beginning on this date, options vest in five equal installments.
- [F2]Subject to certain restrictions, beginning on this date, options vest in three equal annual installments.
- [F3]Subject to certain restrictions, beginning on this date, these stock appreciation rights vest in three equal annual installments.