4//SEC Filing
Rothenberg Michael 4
Accession 0001209191-08-067313
CIK 0000911148other
Filed
Dec 23, 7:00 PM ET
Accepted
Dec 24, 12:32 PM ET
Size
11.8 KB
Accession
0001209191-08-067313
Insider Transaction Report
Form 4
CADUS CORPKDUS
Rothenberg Michael
10% Owner
Transactions
- Purchase
Common Shares
2008-09-16$1.55/sh+404$626→ 68,904 total(indirect: Performance related fees) - Purchase
Common Shares
2008-09-05$1.65/sh+3,500$5,775→ 68,500 total(indirect: Performance related fees) - Other
Common Shares
2008-09-05+65,000→ 65,000 total(indirect: Performance related fees)
Sackler David
10% Owner
Transactions
- Purchase
Common Shares
2008-09-16$1.55/sh+404$626→ 68,904 total(indirect: Performance related fees) - Purchase
Common Shares
2008-09-05$1.65/sh+3,500$5,775→ 68,500 total(indirect: Performance related fees) - Other
Common Shares
2008-09-05+65,000→ 65,000 total(indirect: Performance related fees)
Moab Capital Partners LLC
10% Owner
Transactions
- Purchase
Common Shares
2008-09-05$1.65/sh+3,500$5,775→ 68,500 total(indirect: Performance related fees) - Other
Common Shares
2008-09-05+65,000→ 65,000 total(indirect: Performance related fees) - Purchase
Common Shares
2008-09-16$1.55/sh+404$626→ 68,904 total(indirect: Performance related fees)
Footnotes (2)
- [F1]The securities are owned directly by Alpine Fund LLLP (the "Fund"). Moab Capital Partners, LLC ("Moab LLC") is the co-investment adviser to the Fund and may be deemed to beneficially own the securities under Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act"). Michael M. Rothenberg and David A. Sackler are part owners and Managing Members of Moab LLC and may also be deemed to beneficially own the securities under Section 13(d) of the Exchange Act. Moab LLC and Messrs. Rothenberg and Sackler disclaim beneficial ownership of the securities for purposes of Section 16 of the Exchange Act, except the extent of their pecuniary interest in the securities.
- [F2]On September 5, 2008, the Fund received a pro rata distribution of 65,000 Common Shares from Moab Partners, L.P., of which the Fund is a limited partner.
Documents
Issuer
CADUS CORP
CIK 0000911148
Entity typeother
Related Parties
1- filerCIK 0001393832
Filing Metadata
- Form type
- 4
- Filed
- Dec 23, 7:00 PM ET
- Accepted
- Dec 24, 12:32 PM ET
- Size
- 11.8 KB