Home/Filings/4/0001209191-09-002738
4//SEC Filing

GOLDSMITH DAVID L 4

Accession 0001209191-09-002738

CIK 0001003464other

Filed

Jan 11, 7:00 PM ET

Accepted

Jan 12, 3:00 PM ET

Size

9.0 KB

Accession

0001209191-09-002738

Insider Transaction Report

Form 4
Period: 2009-01-08
Transactions
  • Exercise/Conversion

    Common Stock

    2009-01-10+2,0602,060 total
  • Award

    Deferred stock units

    2009-01-08+51,83351,833 total
    Common Stock (51,833 underlying)
Holdings
  • Common Stock

    (indirect: See footnote)
    1,000
Footnotes (6)
  • [F1]This item reflects the vesting on January 10, 2009 of restricted stock units (RSUs) granted on January 10, 2008. The issuance of the underlying shares is deferred until Mr. Goldsmith's separation from service, subject to acceleration in the case of a Change in Control or Corporate Transaction, as such terms are defined in the Company's 2004 Stock Incentive Plan.
  • [F2]Not applicable.
  • [F3]Includes 500 shares held by Mr. Goldsmith, as trustee of the Leah Goldsmith Trust dated January 24, 1998, 250 shares held by Mr. Goldsmith, as trustee as the Aaron Goldsmith Trust dated January 24, 1998 and 250 shares held by Aaron Goldsmith, Mr. Goldsmith's son.
  • [F4]Granted under the Company's Non-Employee Director Deferred Stock Unit Program. The deferred stock units (DSUs) covered by this Form 4 represent director fees earned during the quarter ended December 31, 2008, which Mr. Goldsmith elected to receive in the form of DSUs instead of cash.
  • [F5]Each DSU reflects the right to receive one share of common stock in the future, subject to the terms and conditions of the Director DSU Program.
  • [F6]The DSU "payout date" is as soon as administratively practicable following Mr. Goldsmith's separation from service (or December 31, 2009, if the separation from service occurs before then).

Issuer

ENDOCARE INC

CIK 0001003464

Entity typeother

Related Parties

1
  • filerCIK 0001203970

Filing Metadata

Form type
4
Filed
Jan 11, 7:00 PM ET
Accepted
Jan 12, 3:00 PM ET
Size
9.0 KB