WAXMAN ALBERT S 4
4 · CAREGUIDE INC · Filed Jan 23, 2009
Insider Transaction Report
Form 4
CAREGUIDE INCCGDE
WAXMAN ALBERT S
Director10% Owner
Transactions
- Other
Common Stock
2009-01-21$0.14/sh−33,707$4,719→ 0 total
Holdings
- 3,155,066(indirect: By fund)
Common Stock
- 3,346,711(indirect: By fund)
Common Stock
Footnotes (3)
- [F1]On January 21, 2009, the Issuer amended its certificate of incorporation effecting a 1-for-50,000 reverse stock split of its Common Stock held by holders of less than 50,000 pre-split shares. As a result of the reverse stock split, the Reporting Person held fractional shares of Common Stock, which are to be exchanged by the Issuer for cash at the equivalent of $0.14 per pre-split share.
- [F2]Shares are owned of record by Psilos Group Partners II, L.P. The Reporting Person, one of the Issuer's directors, is managing member of Psilos Group Investors II, L.L.C., the general partner of Psilos Group Partners II, L.P. and therefore may be deemed to benefically own the securities owned by Psilos Group Partners II, L.P. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- [F3]Shares are owned of record by Psilos Group Partners, L.P. The Reporting Person, one of the Issuer's directors, is managing member of Psilos Group Investors, L.L.C., the general partner of Psilos Group Partners, L.P. and therefore may be deemed to benefically own the securities owned by Psilos Group Partners, L.P. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.