Alexza Pharmaceuticals Inc. 4
4 · Alexza Pharmaceuticals Inc. · Filed Jan 26, 2009
Insider Transaction Report
Form 4
Read J Leighton
Director
Transactions
- Award
Common Stock
2009-01-22+16,014→ 16,014 total
Holdings
- 35,594(indirect: By Alloy Partners 2002, L.P.)
Common Stock
- 1,318,356(indirect: By Alloy Ventures 2002, L.P.)
Common Stock
Footnotes (2)
- [F1]Represents shares issued as restricted stock units (the "RSU") under the Issuer's 2005 Equity Incentive Plan (the "Plan") in lieu of cash non-employee director compensation. The vested RSU shares will be delivered to the Reporting Person on January 22, 2010, the one year anniversary of the date of grant, provided that at the relevant vesting date the Reporting Person's continuous service to the Issuer has not been terminated as defined in or as determined under the Plan.
- [F2]The Reporting Person is a managing member of Alloy Ventures 2002, L.L.C. ("AV"), the general partner of each of Alloy Partners 2002, L.P. and Alloy Ventures 2002, L.P. (collectively, the "Alloy Funds"). As a managing member of AV, the Reporting Person shares voting and investment power over the shares held by the Alloy Funds and may be deemed to have indirect beneficial ownership of such shares. The Reporting Person disclaims beneficial ownership of such shares held by the Alloy Funds, except to the extent of his proportionate pecuniary interest therein.