PSILOS GROUP PARTNERS L P 4
4 · CAREGUIDE INC · Filed Jan 30, 2009
Insider Transaction Report
Form 4
CAREGUIDE INCCGDE
WAXMAN ALBERT S
Director10% Owner
Transactions
- Purchase
Series A Preferred Stock
2009-01-28$0.60/sh+58,333$35,000→ 58,333 total(indirect: By fund)Exercise: $0.12From: 2009-01-28→ Common Stock (291,665 underlying) - Purchase
Series A Preferred Stock
2009-01-28$0.60/sh+2,500,000$1,500,000→ 2,500,000 total(indirect: By fund)Exercise: $0.12From: 2009-01-28→ Common Stock (12,500,000 underlying) - Purchase
Series A Preferred Stock
2009-01-28$0.60/sh+58,333$35,000→ 1,725,001 total(indirect: By fund)Exercise: $0.12From: 2009-01-28→ Common Stock (291,665 underlying)
Footnotes (5)
- [F1]The shares of Series A Preferred Stock are initially convertible into shares of the issuer's common stock on a 5-for-1 basis.
- [F2]The Series A Preferred Stock has no expiration date.
- [F3]Shares are owned of record by Psilos/ CareGuide Investment, L.P., Albert S. Waxman, a director of the issuer, is the senior managing member of Psilos Group Investors III, LLC, the general partner of Psilos/ CareGuide Investment, L.P., and therefore may be deemed to beneficially own the securities owned by Psilos/ CareGuide Investment, L.P. Dr. Waxman disclaims beneficial ownership of the reported securities herein except to the extent of his pecuniary interest therein.
- [F4]Shares are owned of record by Psilos Group Partners, L.P., Albert S. Waxman, a director of the issuer, is the senior managing member of Psilos Group Investors, LLC, the general partner of Psilos Group Partners, L.P., and therefore may be deemed to beneficially own the securities owned by Psilos Group Partners, L.P. Dr. Waxman disclaims beneficial ownership of the reported securities herein except to the extent of his pecuniary interest therein.
- [F5]Shares are owned of record by Psilos Group Partners II, L.P., Albert S. Waxman, a director of the issuer, is the senior managing member of Psilos Group Investors II, LLC, the general partner of Psilos Group Partners II, L.P., and therefore may be deemed to beneficially own the securities owned by Psilos Group Partners II, L.P. Dr. Waxman disclaims beneficial ownership of the reported securities herein except to the extent of his pecuniary interest therein.