ESSEX WOODLANDS HEALTH VENTURES FUND IV L P 4
4 · CAREGUIDE INC · Filed Jan 30, 2009
Insider Transaction Report
Form 4
CAREGUIDE INCCGDE
Pacala Mark L
Director10% Owner
Transactions
- Purchase
Series A Preferred Stock
2009-01-28$0.60/sh+166,667$100,000→ 479,167 total(indirect: By Fund)Exercise: $0.12From: 2009-01-28→ Common Stock (833,335 underlying) - Purchase
Series A Preferred Stock
2009-01-28$0.60/sh+500,000$300,000→ 1,437,500 total(indirect: By Fund)Exercise: $0.12From: 2009-01-28→ Common Stock (2,500,000 underlying)
Footnotes (4)
- [F1]The shares of Series A Preferred Stock are initially convertible into shares of the issuer's common stock on a 5-for-1 basis.
- [F2]The Series A Preferred Stock has no expiration date.
- [F3]Securities are owned of record by Essex Woodlands Health Ventures Fund IV, L.P. Mark L. Pacala, one of Issuer's directors, is a manager of entities affiliated with Essex Woodlands Health Ventures IV, L.L.C, the general partner of Essex Woodlands Health Ventures Fund IV, L.P., and therefore may be deemed to beneficially own the securities owned by Essex Woodlands Health Ventures Fund IV, L.P. Mr. Pacala disclaims beneficial ownership of the reported securities herein except to the extent of his pecuniary interest therein.
- [F4]Securities are owned of record by Essex Woodlands Health Ventures Fund V, L.P. Mark L. Pacala, one of Issuer's directors, is a manager of entities affiliated with Essex Woodlands Health Ventures V, L.L.C, the general partner of Essex Woodlands Health Ventures Fund V, L.P., and therefore may be deemed to beneficially own the securities owned by Essex Woodlands Health Ventures Fund V, L.P. Mr. Pacala disclaims beneficial ownership of the reported securities herein except to the extent of his pecuniary interest therein.