4//SEC Filing
Crawford Mark A 4
Accession 0001209191-09-006948
CIK 0001406081other
Filed
Feb 4, 7:00 PM ET
Accepted
Feb 5, 4:36 PM ET
Size
22.3 KB
Accession
0001209191-09-006948
Insider Transaction Report
Form 4
Crawford Mark A
Sr Exec VP, Chief Risk Officer
Transactions
- Disposition to Issuer
Common Stock
2009-02-03$1.65/sh−700$1,155→ 11,395 total - Exercise/Conversion
Restricted Stock
2009-02-03−700→ 0 total→ Common Stock (700 underlying) - Exercise/Conversion
Common Stock
2009-02-03$1.65/sh+700$1,155→ 12,095 total
Holdings
- 1,159(indirect: By Trust)
Common Stock
- 1,000
Option (right to buy)
Exercise: $9.45From: 2004-02-05Exp: 2009-02-05→ Common Stock (1,000 underlying) - 1,666
Option (right to buy)
Exercise: $8.51From: 2006-02-01Exp: 2012-02-01→ Common Stock (1,666 underlying) - 833
Option (right to buy)
Exercise: $5.57From: 2007-02-07Exp: 2013-02-07→ Common Stock (833 underlying) - 1,666
Option (right to buy)
Exercise: $9.64From: 2005-02-06Exp: 2014-02-06→ Common Stock (1,666 underlying) - 1,666
Option (right to buy)
Exercise: $13.00From: 2006-02-04Exp: 2015-02-04→ Common Stock (1,666 underlying) - 1,708
Option (right to buy)
Exercise: $17.36From: 2007-02-03Exp: 2016-02-03→ Common Stock (1,708 underlying) - 2,133
Option (right to buy)
Exercise: $19.61From: 2008-02-02Exp: 2010-02-02→ Common Stock (2,133 underlying) - 875
Restricted Stock
→ Common Stock (875 underlying)
Footnotes (11)
- [F1]Restricted Stock Units vested effective 02/03/2009 and were settled in cash based on the fair market value on the vesting date.
- [F10]Options Vesting Schedule - exercise price $19.61: Options Exerciserable 02/02/2008 - 533; Options Exerciserable 02/02/2009 - 533; Options Exerciserable 02/02/2010 - 534 and Options Exerciserable 02/02/2011 - 533.
- [F11]Restricted Stock Units that vest effective 02/02/2010 and will be settled for cash based on the fair market value on the vesting date.
- [F2]Reporting Person acquired additional shares through on-going acquisitions under 401(k) plan. By trustee of the Guaranty Financial Group Inc. Savings and Retirement Plan according to the latest report of the Plan Administrator. (Note: Trustee uses unit accounting; therefore, share equivalents may fluctuate slightly from month to month.)
- [F3]Shares acquired in a pro rata distribution by Temple-Inland Inc. through a spin-off on or around December 28, 2007.
- [F4]Options Vesting Schedule - exercise price $9.45: Options Exerciserable 02/05/2004 - 1,000.
- [F5]Options Vesting Schedule - exercise price $8.51: Options Exerciserable 02/01/2005 - 833 and Options Exercisable 02/01/2006 - 833.
- [F6]Options Vesting Schedule - exercise price $5.57: Exerciserable 02/07/2007 - 833.
- [F7]Options Vesting Schedule - exercise price $9.64: Options Exerciserable 02/06/2005 - 416; Options Exerciserable 02/06/2006 - 417; Options Exerciserable 02/06/2007 - 417 and Options Exerciserable 02/06/2008 - 416.
- [F8]Options Vesting Schedule - exercise price $13.00: Options Exerciserable 02/04/2006 - 416; Options Exerciserable 02/04/2007 - 417; Options Exerciserable 02/04/2008 - 417 and Options Exerciserable 02/04/2009 - 416.
- [F9]Options Vesting Schedule - exercise price $17.36: Options Exerciserable 02/03/2007 - 427; Options Exerciserable 02/03/2008 - 427; Options Exerciserable 02/03/2009 - 427 and Options Exerciserable 02/03/2010 - 427.
Documents
Issuer
Guaranty Financial Group Inc.
CIK 0001406081
Entity typeother
Related Parties
1- filerCIK 0001417355
Filing Metadata
- Form type
- 4
- Filed
- Feb 4, 7:00 PM ET
- Accepted
- Feb 5, 4:36 PM ET
- Size
- 22.3 KB