Earnings Feed
Start Free
Home/Filings/4/0001209191-09-006990
4//SEC Filing

Murff Ronald D 4

Accession 0001209191-09-006990

CIK 0001406081other
View on SEC.govCompany Profile

Filed

Feb 4, 7:00 PM ET

Accepted

Feb 5, 5:27 PM ET

Size

24.2 KB

Accession

0001209191-09-006990

Insider Transaction Report

Form 4
Period: 2009-02-03
Guaranty Financial Group Inc.GFG
Murff Ronald D
Sr Exec VP & CFO
Transactions
  • Exercise/Conversion

    Common Stock

    2009-02-03$1.65/sh+687$1,134→ 17,114 total
  • Disposition to Issuer

    Common Stock

    2009-02-03$1.65/sh−687$1,134→ 16,427 total
  • Exercise/Conversion

    Restricted Stock

    2009-02-03−687→ 0 total
    → Common Stock (687 underlying)
Holdings

  • Option (right to buy)

    Exercise: $19.61From: 2008-02-02Exp: 2017-02-02→ Common Stock (1,708 underlying)
    1,708

  • Option (right to buy)

    Exercise: $5.57From: 2004-02-07Exp: 2013-02-07→ Common Stock (3,333 underlying)
    3,333

  • Option (right to buy)

    Exercise: $9.64From: 2005-02-06Exp: 2014-02-06→ Common Stock (1,666 underlying)
    1,666

  • Option (right to buy)

    Exercise: $7.55From: 2002-02-02Exp: 2011-02-02→ Common Stock (2,666 underlying)
    2,666

  • Common Stock

    (indirect: By Trust)
    1,894

  • Option (right to buy)

    Exercise: $8.50From: 2001-02-04Exp: 2010-02-04→ Common Stock (2,666 underlying)
    2,666

  • Option (right to buy)

    Exercise: $8.51From: 2003-02-01Exp: 2012-02-01→ Common Stock (3,333 underlying)
    3,333

  • Option (right to buy)

    Exercise: $13.00From: 2006-02-04Exp: 2015-02-04→ Common Stock (1,666 underlying)
    1,666

  • Option (right to buy)

    Exercise: $17.36From: 2007-02-03Exp: 2016-02-03→ Common Stock (1,708 underlying)
    1,708

  • Restricted Stock

    → Common Stock (687 underlying)
    687
Footnotes (12)
  • [F1]Restricted Stock Units vested effective 02/03/2009 and were settled in cash based on the fair market value on the vesting date.
  • [F10]Options Vesting Schedule - exercise price $17.36: Options Exerciserable 02/03/2007 - 427; Options Exerciserable 02/03/2008 - 427; Options Exerciserable 02/03/2009 - 427 and Options Exerciserable 02/03/2010 - 427.
  • [F11]Options Vesting Schedule - exercise price $19.61: Options Exerciserable 02/02/2008 - 427; Options Exerciserable 02/02/2009 - 427; Options Exerciserable 02/02/2010 - 427 and Options Exerciserable 02/02/2011 - 427.
  • [F12]Restricted Stock Units that vest effective 02/02/2010 and will be settled for cash based on the fair market value on the vesting date.
  • [F2]Reporting Person acquired additional shares through on-going acquisitions under 401(k) plan. By trustee of the Guaranty Financial Group Inc. Savings and Retirement Plan according to the latest report of the Plan Administrator. (Note: Trustee uses unit accounting; therefore, share equivalents may fluctuate slightly from month to month.)
  • [F3]Shares acquired in a pro rata distribution by Temple-Inland Inc. through a spin-off on or around December 28, 2007.
  • [F4]Options Vesting Schedule - exercise price $8.50: Options Exerciserable 02/04/2001 - 533; Options Exerciserable 02/04/2002 - 533; Options Exerciserable 02/04/2003 - 533; Options Exerciserable 02/04/2004 - 533; and Options Exerciserable 02/04/2005 - 534.
  • [F5]Options Vesting Schedule - exercise price $7.55: Options Exerciserable 02/01/2002 - 666;Options Exerciserable 02/01/2003 - 667;Options Exerciserable 02/01/2004 - 667; and Options Exerciserable 02/01/2005 - 666.
  • [F6]Options Vesting Schedule - exercise price $8.51: Options Exerciserable 02/01/2003 - 833; Options Exerciserable 02/01/2004 - 833; Options Exerciserable 02/01/2005 - 833 and Options Exercisable 02/01/2006 - 834.
  • [F7]Options Vesting Schedule - exercise price $5.57: Options Exerciserable 02/07/2004 - 833; Options Exerciserable 02/07/2005 - 833; Options Exercisable 02/07/2006 - 833; and Options Exerciserable 02/07/2005 - 834.
  • [F8]Options Vesting Schedule - exercise price $9.64: Options Exerciserable 02/06/2005 - 416; Options Exerciserable 02/06/2006 - 417; Options Exerciserable 02/06/2007 - 417 and Options Exerciserable 02/06/2008 - 416.
  • [F9]Options Vesting Schedule - exercise price $13.00: Options Exerciserable 02/04/2006 - 416; Options Exerciserable 02/04/2007 - 417; Options Exerciserable 02/04/2008 - 417 and Options Exerciserable 02/04/2009 - 416.

Documents

1 file

Issuer

Guaranty Financial Group Inc.

CIK 0001406081

→
Entity typeother

Related Parties

1
  • filerCIK 0001417043

Filing Metadata

Form type
4
Filed
Feb 4, 7:00 PM ET
Accepted
Feb 5, 5:27 PM ET
Size
24.2 KB
View on SEC.gov