4//SEC Filing
DOMBKOWSKI ASHLEY L 4
Accession 0001209191-09-007923
CIK 0001408808other
Filed
Feb 9, 7:00 PM ET
Accepted
Feb 10, 4:34 PM ET
Size
21.7 KB
Accession
0001209191-09-007923
Insider Transaction Report
Form 4
PEPLIN INCPLIN
GADICKE ANSBERT
10% Owner
Transactions
- Purchase
Common Stock
2009-02-09$8.00/sh+999$7,992→ 3,416,808 total(indirect: See Footnote)
St Peter Steven
10% Owner
Transactions
- Purchase
Common Stock
2009-02-09$8.00/sh+999$7,992→ 3,416,808 total(indirect: See Footnote)
KAILIAN VAUGHN M
10% Owner
Transactions
- Purchase
Common Stock
2009-02-09$8.00/sh+999$7,992→ 3,416,808 total(indirect: See Footnote)
Greene William
10% Owner
Transactions
- Purchase
Common Stock
2009-02-09$8.00/sh+999$7,992→ 3,416,808 total(indirect: See Footnote)
Vander Vort John
10% Owner
Transactions
- Purchase
Common Stock
2009-02-09$8.00/sh+999$7,992→ 3,416,808 total(indirect: See Footnote)
Transactions
- Purchase
Common Stock
2009-02-09$8.00/sh+999$7,992→ 3,416,808 total(indirect: See Footnote)
MPM BioVentures Strategic Fund LP
10% Owner
Transactions
- Purchase
Common Stock
2009-02-09$8.00/sh+999$7,992→ 3,416,808 total(indirect: See Footnote)
EVNIN LUKE
10% Owner
Transactions
- Purchase
Common Stock
2009-02-09$8.00/sh+999$7,992→ 3,416,808 total(indirect: See Footnote)
DOMBKOWSKI ASHLEY L
10% Owner
Transactions
- Purchase
Common Stock
2009-02-09$8.00/sh+999$7,992→ 3,416,808 total(indirect: See Footnote)
Transactions
- Purchase
Common Stock
2009-02-09$8.00/sh+999$7,992→ 3,416,808 total(indirect: See Footnote)
Footnotes (3)
- [F1]Represents shares of Common Stock underlingy CHESS Depository Interests ("CDIs") acquired by the reporting persons. CDIs are units of beneficial ownership in shares of Common Stock held by CHESS Depositary Nominees Pty Limited, a wholly-owned subsidiary of the Australian Stock Exchange. The CDIs are economically equivalent to shares of Common Stock of the Issuer on a 1-for-20 basis.
- [F2]The Common Stock equivalent of CDIs were purchased as follows: 937 by MPM BioVentures IV-QP, L.P. ("BV IV QP"), 36 by MPM BioVentures IV GmbH & Co. Beteiligungs KG ("BV IV KG") and 26 by MPM Asset Management Investors BV4 LLC ("AM BV4"). Excludes fractional shares that result from the conversion of CDIs. MPM BioVentures IV GP LLC and MPM BioVentures IV LLC are the direct and indirect general partners of BV IV QP, BV IV KG and AM BV4. Vaughn M. Kailian, Ansbert Gadicke, Luke Evnin, Steven St. Peter, William Greene, James Paul Scopa, Ashley Dombkowski and John Vander Vort are the members of the general partner of BV IV QP, BV IV KG and members of AM BV4. MPM BioVentures III GP, L.P. ("BV III GP") and MPM BioVentures III LLC ("BV III LLC") are the direct and indirect general partners of MPM BioVentures III, LP. ("BV III"), MPM BioVentures III-QP, LP ("BV III QP"), MPM BioVentures III Parallel Fund, LP ("BV III PF"), MPM BioVentures III GmbH & Co. Beteiligungs KG ("BV III KG") and MPM BioVentures Strategic Fund, LP ("BV SF"). Luke Evnin and Ansbert Gadicke are Series A members of BV III LLC and managers of AM BV III. Each member of the group disclaims beneficial ownership of the securities except to the extent of his, her or its respective pecuniary interest therein.
- [F3]Shares of Common Stock, which include shares underlying CDIs are held as follows: 2,715,207 by BV IV QP, 104,599 by BV IV KG, 77,202 by AM BV4, 25,510 by BV III, 379,381 by BV III QP, 32,061 by BV III KG, 11,456 by BV III PF, 9,017 by AM BV III and 62,375 by BV SF. Each member of the group disclaims beneficial ownership of the securities except to the extent of his, her or its respective pecuniary interest therein.
Documents
Issuer
PEPLIN INC
CIK 0001408808
Entity typeother
Related Parties
1- filerCIK 0001270774
Filing Metadata
- Form type
- 4
- Filed
- Feb 9, 7:00 PM ET
- Accepted
- Feb 10, 4:34 PM ET
- Size
- 21.7 KB