4//SEC Filing
Shaw Robert W 4
Accession 0001209191-09-008257
CIK 0001368582other
Filed
Feb 10, 7:00 PM ET
Accepted
Feb 11, 5:55 PM ET
Size
28.0 KB
Accession
0001209191-09-008257
Insider Transaction Report
Form 4
ArcSight IncARST
Shaw Robert W
Director
Transactions
- Sale
Common Stock
2009-02-10$9.09/sh−1,800$16,360→ 1,650,000 total(indirect: By Trust) - Sale
Common Stock
2009-02-11$8.07/sh−2,794$22,556→ 1,650,000 total(indirect: By Trust) - Exercise/Conversion
Stock Option (Right to Buy)
2009-02-10−26,606→ 69,594 totalExercise: $0.24Exp: 2014-01-21→ Common Stock (26,606 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2009-02-11−2,794→ 65,000 totalExercise: $0.24Exp: 2014-01-21→ Common Stock (2,794 underlying) - Exercise/Conversion
Common Stock
2009-02-09$0.24/sh+13,800$3,312→ 1,663,800 total(indirect: By Trust) - Sale
Common Stock
2009-02-09$9.10/sh−13,800$125,543→ 1,650,000 total(indirect: By Trust) - Exercise/Conversion
Common Stock
2009-02-10$0.24/sh+26,606$6,385→ 1,676,606 total(indirect: By Trust) - Sale
Common Stock
2009-02-10$8.29/sh−26,606$220,532→ 1,650,000 total(indirect: By Trust) - Exercise/Conversion
Common Stock
2009-02-10$0.24/sh+1,800$432→ 1,651,800 total(indirect: By Trust) - Exercise/Conversion
Common Stock
2009-02-11$0.24/sh+2,794$671→ 1,652,794 total(indirect: By Trust) - Exercise/Conversion
Stock Option (Right to Buy)
2009-02-09−13,800→ 96,200 totalExercise: $0.24Exp: 2014-01-21→ Common Stock (13,800 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2009-02-10−1,800→ 67,794 totalExercise: $0.24Exp: 2014-01-21→ Common Stock (1,800 underlying)
Footnotes (7)
- [F1]This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person.
- [F2]Includes 1,650,000 shares held by the Shaw Family Trust U/A/D 11/22/99. The remaining shares are held by the reporting person.
- [F3]Represents a weighted average sales price per share. The prices actually received ranged from $9.03 to $9.35. The reporting person has provided to the issuer, and will provide to the SEC staff or any security holder of the issuer, information regarding the number of shares sold at each price within the range.
- [F4]Represents a weighted average sales price per share. The prices actually received ranged from $8.00 to $8.79. The reporting person has provided to the issuer, and will provide to the SEC staff or any security holder of the issuer, information regarding the number of shares sold at each price within the range.
- [F5]Represents a weighted average sales price per share. The prices actually received ranged from $9.02 to $9.14. The reporting person has provided to the issuer, and will provide to the SEC staff or any security holder of the issuer, information regarding the number of shares sold at each price within the range.
- [F6]Represents a weighted average sales price per share. The prices actually received ranged from $8.02 to $8.19. The reporting person has provided to the issuer, and will provide to the SEC staff or any security holder of the issuer, information regarding the number of shares sold at each price within the range.
- [F7]The option is 100% vested and exercisable.
Documents
Issuer
ArcSight Inc
CIK 0001368582
Entity typeother
Related Parties
1- filerCIK 0001424490
Filing Metadata
- Form type
- 4
- Filed
- Feb 10, 7:00 PM ET
- Accepted
- Feb 11, 5:55 PM ET
- Size
- 28.0 KB