Sullivan Richard M 5
5 · Legacy Bancorp, Inc. · Filed Feb 13, 2009
Insider Transaction Report
Form 5
Sullivan Richard M
Senior Vice President
Transactions
- Other
Common Stock
2008-12-31−326→ 8,661 total(indirect: By 401(k)) - Other
Common Stock
2008-12-31+1,651→ 6,370 total(indirect: By Esop)
Holdings
- 15,272
Common Stock
- 20,000(indirect: By IRA)
Common Stock
- 6,050
Stock Options (Right to Buy)
Exercise: $14.16From: 2009-01-01Exp: 2018-03-04→ Common Stock (6,050 underlying) - 72,200
Stock Options (Right to Buy)
Exercise: $16.03From: 2008-01-01Exp: 2016-11-29→ Common Stock (72,200 underlying)
Footnotes (2)
- [F1]Net Balance reflects an increase in beneficial ownership in 2006 and a decrease due to an April 2006 IRS imposed Excess Contribution Refund, all exempt transactions under the 401(k) plan. The increases reported in February 2006 as "units" are now reflected as shares.
- [F2]Reflects increases in beneficial ownership from exempt acquisitions under the ESOP.