Home/Filings/4/0001209191-09-009011
4//SEC Filing

Gagne David A 4

Accession 0001209191-09-009011

CIK 0000854398other

Filed

Feb 12, 7:00 PM ET

Accepted

Feb 13, 4:18 PM ET

Size

8.8 KB

Accession

0001209191-09-009011

Insider Transaction Report

Form 4
Period: 2009-02-12
Gagne David A
EVP of Sales & Marketing
Transactions
  • Purchase

    Series E preferred stock

    2009-02-12$2.22/sh+2,252$4,9992,252 total
    Common stock, $0.01 par value (2,252 underlying)
  • Purchase

    Warrant to purchase common stock, $0.01 par value

    2009-02-12$0.13/sh+676$85676 total
    Exercise: $2.22Exp: 2016-02-12Common stock, $0.01 par value (676 underlying)
Footnotes (3)
  • [F1]The Series E preferred stock is convertible into common stock of the Issuer at an initial conversion rate of one share of common stock for each share of Series E preferred stock. The number of shares of common stock issuable upon conversion of the Series E preferred stock is subject to adjustment based on changes in the conversion price, which is $2.22 initially, in the event of stock splits and similar events, and in the event of stock issuances below either the market price or the conversion price (other than certain customary exceptions). The number of shares issuable upon conversion of a share of Series E perferred stock at any time will determined by dividing the original issue price of such share, $2.22, by the converison price then in effect.
  • [F2]Immediately exercisable.
  • [F3]Series E preferred stock has no expiration date.

Issuer

XATA CORP /MN/

CIK 0000854398

Entity typeother

Related Parties

1
  • filerCIK 0001386800

Filing Metadata

Form type
4
Filed
Feb 12, 7:00 PM ET
Accepted
Feb 13, 4:18 PM ET
Size
8.8 KB