Schnadig Eric 4

4 · UNICA CORP · Filed Mar 2, 2009

Form 4

Period: 2009-02-26

Sr VP Worldwide Sales

Transactions

Disposition to Issuer
Employee Stock Option
2009-02-26$11.40/sh−80,000$912,000→ 0 total
Exercise: $11.40Exp: 2013-03-06→ Common Stock (80,000 underlying)
Disposition to Issuer
Employee Stock Option
2009-02-26$12.90/sh−40,000$516,000→ 0 total
Exercise: $12.90Exp: 2012-02-14→ Common Stock (40,000 underlying)
Award
Employee Stock Option
2009-02-26$4.84/sh+26,666$129,063→ 26,666 total
Exercise: $4.84Exp: 2015-02-26→ Common Stock (26,666 underlying)
Award
Employee Stock Option
2009-02-26$4.84/sh+53,333$258,132→ 53,333 total
Exercise: $4.84Exp: 2015-02-26→ Common Stock (53,333 underlying)

Footnotes (4)

[F1]On February 26, 2009, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on February 14, 2006, under the issuer's 2005 Stock Option Plan. In exchange for the option, the reporting person received 26,666 non-qualified stock options.
[F2]The options will vest as follows: 50% on February 26, 2010; 12.5% quarterly thereafter.
[F3]On February 26, 2009, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on March 6, 2007, under the issuer's 2005 Stock Option Plan. In exchange for the option, the reporting person received 53,333 non-qualified stock options.
[F4]The options will vest as follows: 50% on February 26, 2010; 6.25% quarterly thereafter.

Documents

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