Sweet David 4

4 · UNICA CORP · Filed Mar 2, 2009

Form 4

Period: 2009-02-26

Sr. VP Corporate Development

Transactions

Award
Employee Stock Option
2009-02-26$4.84/sh+46,666$225,863→ 73,332 total
Exercise: $4.84Exp: 2015-02-26→ Common Stock (46,666 underlying)
Award
Non-Qualified Stock Option
2009-02-26$4.84/sh+26,666$129,063→ 26,666 total
Exercise: $4.84Exp: 2015-02-26→ Common Stock (26,666 underlying)
Award
Employee Stock Option
2009-02-26$4.84/sh+26,666$129,063→ 26,666 total
Exercise: $4.84Exp: 2015-02-26→ Common Stock (26,666 underlying)
Disposition to Issuer
Employee Stock Option
2009-02-26$10.00/sh−40,000$400,000→ 0 total
Exercise: $10.00Exp: 2015-08-02→ Common Stock (40,000 underlying)
Disposition to Issuer
Employee Stock Option
2009-02-26$10.00/sh−70,000$700,000→ 40,000 total
Exercise: $10.00Exp: 2015-08-02→ Common Stock (70,000 underlying)
Disposition to Issuer
Non-Qualified Stock Option
2009-02-26$11.46/sh−40,000$458,400→ 0 total
Exercise: $11.46Exp: 2012-10-31→ Common Stock (40,000 underlying)

Footnotes (4)

[F1]On February 26, 2009, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on August 2, 2005, under the issuer's 2005 Stock Option Plan. In exchange for the option, the reporting person received 46,666 non-qualified stock options.
[F2]On February 26, 2009, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on August 2, 2005, under the issuer's 2005 Stock Option Plan. In exchange for the option, the reporting person received 26,666 non-qualified stock options.
[F3]The options will vest as follows: 50% on February 26, 2010; 12.5% quarterly thereafter.
[F4]On February 26, 2009, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on October 31, 2006, under the issuer's 2005 Stock Option Plan. In exchange for the option, the reporting person received 26,666 non-qualified stock options.

Documents

1 file