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4//SEC Filing

Sweet David 4

Accession 0001209191-09-012649

CIK 0001138804other
View on SEC.govCompany Profile

Filed

Mar 1, 7:00 PM ET

Accepted

Mar 2, 5:26 PM ET

Size

17.4 KB

Accession

0001209191-09-012649

Insider Transaction Report

Form 4
Period: 2009-02-26
UNICA CORPUNCA
Sweet David
Sr. VP Corporate Development
Transactions
  • Award

    Employee Stock Option

    2009-02-26$4.84/sh+46,666$225,863→ 73,332 total
    Exercise: $4.84Exp: 2015-02-26→ Common Stock (46,666 underlying)
  • Award

    Non-Qualified Stock Option

    2009-02-26$4.84/sh+26,666$129,063→ 26,666 total
    Exercise: $4.84Exp: 2015-02-26→ Common Stock (26,666 underlying)
  • Award

    Employee Stock Option

    2009-02-26$4.84/sh+26,666$129,063→ 26,666 total
    Exercise: $4.84Exp: 2015-02-26→ Common Stock (26,666 underlying)
  • Disposition to Issuer

    Employee Stock Option

    2009-02-26$10.00/sh−40,000$400,000→ 0 total
    Exercise: $10.00Exp: 2015-08-02→ Common Stock (40,000 underlying)
  • Disposition to Issuer

    Employee Stock Option

    2009-02-26$10.00/sh−70,000$700,000→ 40,000 total
    Exercise: $10.00Exp: 2015-08-02→ Common Stock (70,000 underlying)
  • Disposition to Issuer

    Non-Qualified Stock Option

    2009-02-26$11.46/sh−40,000$458,400→ 0 total
    Exercise: $11.46Exp: 2012-10-31→ Common Stock (40,000 underlying)
Footnotes (4)
  • [F1]On February 26, 2009, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on August 2, 2005, under the issuer's 2005 Stock Option Plan. In exchange for the option, the reporting person received 46,666 non-qualified stock options.
  • [F2]On February 26, 2009, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on August 2, 2005, under the issuer's 2005 Stock Option Plan. In exchange for the option, the reporting person received 26,666 non-qualified stock options.
  • [F3]The options will vest as follows: 50% on February 26, 2010; 12.5% quarterly thereafter.
  • [F4]On February 26, 2009, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on October 31, 2006, under the issuer's 2005 Stock Option Plan. In exchange for the option, the reporting person received 26,666 non-qualified stock options.

Documents

1 file

Issuer

UNICA CORP

CIK 0001138804

→
Entity typeother

Related Parties

1
  • filerCIK 0001379809

Filing Metadata

Form type
4
Filed
Mar 1, 7:00 PM ET
Accepted
Mar 2, 5:26 PM ET
Size
17.4 KB
View on SEC.gov