HOGAN JOHN 4
4 · UNICA CORP · Filed Mar 2, 2009
Insider Transaction Report
Form 4
UNICA CORPUNCA
HOGAN JOHN
Vice President of Engineering
Transactions
- Disposition to Issuer
Incentive Stock Option
2009-02-26$12.90/sh−35,625$459,563→ 9,375 totalExercise: $10.00Exp: 2015-08-02→ Common Stock (35,625 underlying) - Disposition to Issuer
Employee Stock Option
2009-02-26$12.20/sh−20,000$244,000→ 0 totalExercise: $12.90Exp: 2012-02-14→ Common Stock (20,000 underlying) - Award
Incentive Stock Option
2009-02-26$4.84/sh+6,250$30,250→ 30,000 totalExercise: $4.84Exp: 2015-08-02→ Common Stock (6,250 underlying) - Award
Employee Stock Option
2009-02-26$4.84/sh+13,333$64,532→ 13,333 totalExercise: $4.84Exp: 2012-02-14→ Common Stock (13,333 underlying) - Disposition to Issuer
Incentive Stock Option
2009-02-26$12.90/sh−9,375$120,938→ 0 totalExercise: $10.00Exp: 2015-08-02→ Common Stock (9,375 underlying) - Award
Incentive Stock Option
2009-02-26$4.84/sh+23,750$114,950→ 23,750 totalExercise: $4.84Exp: 2015-08-02→ Common Stock (23,750 underlying)
Footnotes (3)
- [F1]On February 26, 2009, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on February 14, 2006, under the issuer's 2005 Stock Option Plan. In exchange for the option, the reporting person received 13,333 non-qualified stock options.
- [F2]The options will vest as follows: 50% on February 26, 2010; 12.5% quarterly thereafter.
- [F3]On February 26, 2009, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on August 2, 2005, under the issuer's 2005 Stock Option Plan. In exchange for the option, the reporting person received 6,250 non-qualified stock options.