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4//SEC Filing

HOGAN JOHN 4

Accession 0001209191-09-012657

CIK 0001138804other
View on SEC.govCompany Profile

Filed

Mar 1, 7:00 PM ET

Accepted

Mar 2, 5:31 PM ET

Size

17.0 KB

Accession

0001209191-09-012657

Insider Transaction Report

Form 4
Period: 2009-02-26
UNICA CORPUNCA
HOGAN JOHN
Vice President of Engineering
Transactions
  • Disposition to Issuer

    Incentive Stock Option

    2009-02-26$12.90/sh−35,625$459,563→ 9,375 total
    Exercise: $10.00Exp: 2015-08-02→ Common Stock (35,625 underlying)
  • Disposition to Issuer

    Employee Stock Option

    2009-02-26$12.20/sh−20,000$244,000→ 0 total
    Exercise: $12.90Exp: 2012-02-14→ Common Stock (20,000 underlying)
  • Award

    Incentive Stock Option

    2009-02-26$4.84/sh+6,250$30,250→ 30,000 total
    Exercise: $4.84Exp: 2015-08-02→ Common Stock (6,250 underlying)
  • Award

    Employee Stock Option

    2009-02-26$4.84/sh+13,333$64,532→ 13,333 total
    Exercise: $4.84Exp: 2012-02-14→ Common Stock (13,333 underlying)
  • Disposition to Issuer

    Incentive Stock Option

    2009-02-26$12.90/sh−9,375$120,938→ 0 total
    Exercise: $10.00Exp: 2015-08-02→ Common Stock (9,375 underlying)
  • Award

    Incentive Stock Option

    2009-02-26$4.84/sh+23,750$114,950→ 23,750 total
    Exercise: $4.84Exp: 2015-08-02→ Common Stock (23,750 underlying)
Footnotes (3)
  • [F1]On February 26, 2009, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on February 14, 2006, under the issuer's 2005 Stock Option Plan. In exchange for the option, the reporting person received 13,333 non-qualified stock options.
  • [F2]The options will vest as follows: 50% on February 26, 2010; 12.5% quarterly thereafter.
  • [F3]On February 26, 2009, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on August 2, 2005, under the issuer's 2005 Stock Option Plan. In exchange for the option, the reporting person received 6,250 non-qualified stock options.

Documents

1 file

Issuer

UNICA CORP

CIK 0001138804

→
Entity typeother

Related Parties

1
  • filerCIK 0001193767

Filing Metadata

Form type
4
Filed
Mar 1, 7:00 PM ET
Accepted
Mar 2, 5:31 PM ET
Size
17.0 KB
View on SEC.gov